Northern Trust Investments, Inc

Investment Advisor
in Tempe, AZ

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About this Advisor

Ronald Francisco is an advisor based in Tempe, Arizona. Currently a registered advisor with Northern Trust Investments, Inc, Francisco has 10 years of work experience. Francisco maintains Series 65 and Series 63 licenses, qualifying the advisor as both a securities agent and an investment advisor representative. Francisco is registered to advise clients based out of Alabama, Delaware, Illinois, Louisiana, Alaska, Hawaii, Kansas, Arizona, Washington, D.C., Arkansas, California, Colorado, Connecticut, Georgia, Florida, Idaho, Indiana, Kentucky, Iowa, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, North Carolina, North Dakota, Ohio, Oklahoma, Pennsylvania, Rhode Island, South Carolina, South Dakota, Texas, Utah, Virginia, Washington, West Virginia, Wisconsin and Wyoming. During their career, the advisor has held roles at Chase Investment Services Corporation, Oasis Legal Finance, Potbelly Sandwich Works, Hire Connections, Janus Distributors LLC, Transamerica, Janus Management Holdings Corp, Northern Trust Securities, Inc and Northern Trust Company. Northern Trust Investments, Inc is based out of Tempe, Arizona, and operates out of six offices across the country. Overall, Northern Trust Investments, Inc manages $837 billion in assets throughout 34,287 client accounts and employs more than 562 people. The firm's total assets under management places it among the largest financial advisory firms in the country. All of the firm's accounts are managed on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 88% of the firm's investors are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Northern Trust Investments, Inc can offer portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, publication of newsletters and other services. The firm may charge clients asset-based, fixed, performance-based and other fees.

Certifications and Registrations

Series 65, Series 63

Years of Experience

10 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees, Others



Office Location

2160 E. Elliot Road
Tempe, AZ 85284

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Northern Trust Investments, Inc Brokerage Details

Total Assets Under Management


AZ Average: $6,674,516,078
Total Number of Employees


AZ Average: 44
Total Number of Accounts


AZ Average: 2,564
Average Account Size


AZ Average: $2,603,165

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Other

Ronald Francisco Work History

Ronald has 10 years of experience.

2017 - Present (3 years)

Northern Trust Securities, Inc

2017 - Present (3 years)

Northern Trust Company

2012 - 2017 (5 years)

Janus Distributors LLC

2012 - 2017 (5 years)

Janus Management Holdings Corp

2011 - 2012 (1 year)

Hire Connections

2011 - 2011 (< 1 year)


2010 - 2011 (1 year)

Chase Investment Services Corporation

2008 - 2010 (2 years)

Oasis Legal Finance

2008 - 2008 (< 1 year)

Potbelly Sandwich Works


Ronald Francisco has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Northern Trust Investments, Inc

Ronald Francisco
Tempe, AZ
Michelle Stewart
Tempe, AZ
Desi Berry
Tempe, AZ
Sierra Jones
Tempe, AZ
Terry Weissberg
West Palm Beach, FL
James Thompson
Tempe, AZ
Erik Spano
Tempe, AZ
Douglas Brown
Tempe, AZ

This content was compiled from the SEC and FINRA.

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