Samuel
Carlson

Bancwest Investment Services, Inc

CRD#5786527
Investment Advisor
in Tempe, AZ

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About this Advisor

Samuel Carlson is an advisor whose office is in Tempe, Arizona. Currently an advisor at Bancwest Investment Services, Inc, Carlson has 11 years of practice as a financial advisor. Carlson maintains a Series 66 license, qualifying the advisor as both a securities agent and an investment advisor representative. Carlson can work with customers in Arizona. Over the course of their career, they have held roles at Morgan Stanley, St. Louis Motorcars, Edward Jones, Relocating, Wells Fargo Advisors, Forest Hills Country Club, Maryville University Of St. Louis, Morgan Stanley Private Bank, N.A and Bank Of The West. Bancwest Investment Services, Inc is based out of Tempe, Arizona, and operates out of 525 other brick-and-mortar locations in the nation. In total, Bancwest Investment Services, Inc oversees $2 billion in assets throughout 7,801 client accounts and retains more than 358 people. The firm's total assets under management makes it one of the biggest investment advisory firms in the country. All of the firm's accounts are managed on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 2% of the firm's clients are high-net-worth individuals, meaning they have more than $1 million in assets. Bancwest Investment Services, Inc can offer portfolio management for individuals and small businesses, selection of other advisers and other services. The firm may charge clients asset-based fees.

Certifications and Registrations

Series 66

Years of Experience

11 years

Services Offered

Portfolio management for individuals and/or small businesses, Selection of other advisers, Other

Fee Structure

Percentage of Assets

Disclosures

No

Office Location

1625 W Fountainhead Pkwy 9Th Flr
Tempe, AZ 85282

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Bancwest Investment Services, Inc Brokerage Details

Total Assets Under Management

$1,531,290,151

AZ Average: $1,978,216,465
Total Number of Employees

361

AZ Average: 226
Total Number of Accounts

8,147

AZ Average: 7,467
Average Account Size

$187,958

AZ Average: $264,928

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Other

Samuel Carlson Work History

Samuel has 11 years of experience.

2018 - Present (1 year)

Bank Of The West

2018 - Present (1 year)

Bancwest Investment Services, Inc

2016 - 2018 (2 years)

Morgan Stanley

2016 - 2016 (< 1 year)

Relocating

2016 - 2018 (2 years)

Morgan Stanley Private Bank, N.A

2012 - 2016 (4 years)

St. Louis Motorcars

2011 - 2012 (1 year)

Wells Fargo Advisors

2010 - 2010 (< 1 year)

Edward Jones

2009 - 2009 (< 1 year)

Forest Hills Country Club

2009 - 2009 (< 1 year)

Morgan Stanley

2007 - 2011 (4 years)

Maryville University Of St. Louis

Disclosures

Samuel Carlson has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Bancwest Investment Services, Inc (Bwis)

Viviana Bigolin
La Jolla, CA
Ernesto Rodriguez
Tempe, AZ
Tara Kimmins
Newport Beach, CA
Nathan Vandas
Aurora, CO
Joseph Dadashadeh
Meridian, ID
Deny Delgadillo
Pasadena, CA
Stephane Johnston
New York, NY
Tony Tat Yan Lam
Pasadena, CA

This content was compiled from the SEC and FINRA.

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