Scott
Galbraith

Crown Capital Securities, L.P

CRD#1014871
Investment Advisor
in Prescott, AZ

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About this Advisor

Scott Galbraith is a financial advisor operating in Prescott, Arizona who has 14 years of relevant experience. Galbraith is on the advisory team at Crown Capital Securities, L.P. They have spent the entirety of their time as a financial advisor at Crown Capital Securities, L.p. Galbraith holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can serve investors in Arizona and California. Crown Capital Securities, L.P is a business that has its headquarters in Orange, CA. It has offices in 93 locations and a total of 164 financial advisors. It handles $1 billion in assets under management among its 5,654 customer accounts, placing it among the larger firms in the United States by assets under management. The firm serves 27 charities and foundations. Of its 5,654 accounts, just 3% are associated with high-net-worth clients who have more than $1 million in investable assets. Crown Capital Securities, L.P offers a set of services, including financial planning services, portfolio management for individuals and small businesses and pension consulting services. Fees charged by financial advisors largely vary depending on the financial services. Fees billed by Crown Capital Securities, L.P most likely include some blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

Prescott, AZ

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Crown Capital Securities, L.P Brokerage Details

Total Assets Under Management

$1,223,108,240

AZ Average: $7,578,581,321
Total Number of Employees

164

AZ Average: 43
Total Number of Accounts

5,654

AZ Average: 3,727
Average Account Size

$216,326

AZ Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services

Scott Galbraith Work History

Scott has been registered as a financial advisor for 14 years.*

2009 - Present (15 years)

Crown Capital Securities, Lp

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Scott Galbraith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Crown Capital Securities, L.P

Austin Moherman
Costa Mesa, CA
William Hauenstein
Orange, CA
Joseph Dipasquale
Glastonbury, CT
Lawrence Davis
Florence, AZ
Evan Hayashi
Portland, OR
Matthew Sessa
Lancaster, CA
Michelle Proctor
Nashville, TN
Jeffrey Barlow
Santa Ana, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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