Susan
Talbott

Seros Financial, LLC

CRD#4868756
Investment Advisor
in Tempe, AZ

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About this Advisor

Susan Talbott is an investment advisor in Tempe, Arizona. Currently an investment advisor with Seros Financial, LLC, Talbott has 20 years of practice as an investment advisor. Talbott has Series 63 and Series 66 licenses, certifying them as a securities broker. Talbott is registered to work with investors in Arizona. Talbott has gained experience at Knowledgetrax, LLC, Metlife Securities Inc, United Planners' Financial Services, My 2 Do LLC, Pinnacle Financial Advisors, Susan Talbott Independent Insurance, Seros Financial LLC, United Planners/Pinnacle Financial Advisors, Knowledgetrax LLC, Metlife, My-2-Do LLC and Pinnacle Achievement Group LLC. Seros Financial, LLC is headquartered in Tempe, Arizona, and has two other brick-and-mortar locations throughout the country. In total, Seros Financial, LLC oversees $94 million in assets covering 487 accounts and employs seven staff members. The amount of assets the firm manages makes it one of the smaller financial advisory firms in the nation. All of the firm's accounts are managed on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 13% of the advisory firm's customers are high-net-worth individuals, meaning they have over $1 million in investable assets. Seros Financial, LLC can offer financial planning services, portfolio management for individuals and small businesses, selection of other advisers and publication of newsletters. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66, Chartered Financial Consultant, Personal Financial Specialist

Years of Experience

20 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Publication of periodicals or newsletters

Fee Structure

Percentage of Assets, Hourly Charges, Subscription Fees, Fixed Fees

Disclosures

No

Office Location

2141 E Broadway Road Suite 104
Tempe, AZ 85282

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Seros Financial, LLC Brokerage Details

Total Assets Under Management

$94,078,725

AZ Average: $1,555,372,352
Total Number of Employees

7

AZ Average: 37
Total Number of Accounts

487

AZ Average: 1,370
Average Account Size

$193,180

AZ Average: $1,135,308

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Publication of periodicals or newsletters

Susan Talbott Work History

Susan has 20 years of experience.

2017 - Present (3 years)

Seros Financial LLC

2017 - Present (3 years)

Seros Financial LLC

2015 - Present (5 years)

United Planners' Financial Services

2015 - Present (5 years)

Pinnacle Financial Advisors

2015 - Present (5 years)

Susan Talbott Independent Insurance

2015 - Present (5 years)

United Planners/Pinnacle Financial Advisors

2007 - Present (13 years)

Pinnacle Achievement Group LLC

2000 - Present (20 years)

Knowledgetrax, LLC

2000 - Present (20 years)

Knowledgetrax LLC

2014 - 2016 (2 years)

My 2 Do LLC

2014 - 2015 (1 year)

My-2-Do LLC

2007 - 2014 (7 years)

Metlife Securities Inc

2007 - 2015 (8 years)

Metlife

Disclosures

Susan Talbott has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Seros Financial, LLC

Joshua Kosar
Tempe, AZ
Jeffrey Wilcock
Tempe, AZ
Susan Talbott
Tempe, AZ
Wilson Kelso
Tempe, AZ

This content was compiled from the SEC and FINRA.

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