Caleb
Ellicott
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Caleb Ellicott is a financial advisor based in Olympia, Washington with 2 years of relevant experience. Ellicott works at Merrill Lynch, Pierce, Fenner & Smith Inc. The advisor has gained experience at Long John Silver'S/ A&W, Vold Vision, Ecclesia College, James At The Mill, Case Del Mare, Panda Express, Creative Dining Services, Arvest Bank, Arvest Wealth Management, Heritage Bank, American Family Insurance, Merrill Lynch, Liberty University and Bank Of America, N.A. Ellicott maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to serve investors in Texas and Washington. Merrill Lynch, Pierce, Fenner & Smith Inc is a business operating out of New York, NY. It has offices in 3,372 locations and a total of 36,687 advisors. It handles $1 trillion in total assets across its 2,864,234 customer accounts, making it one of the largest financial advisory firms in the nation by assets under management. The firm advises 4,459 charitable organizations. Of its 2,864,234 accounts, 23% belong to high-net-worth individuals who have at least $1 million in assets. The business performs a wide assortment of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors usually depend on which services the firm provides the client. Fees charged by Merrill Lynch, Pierce, Fenner & Smith Inc can include asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,093,689,238,206
36,687
2,864,234
$381,844
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Caleb Ellicott Work History
Caleb has been registered as a financial advisor for 2 years.*
Bank Of America, N.A
Merrill Lynch
Heritage Bank
American Family Insurance
Arvest Wealth Management
Arvest Bank
Liberty University
Case Del Mare
Panda Express
Creative Dining Services
Arvest Bank
Ecclesia College
James At The Mill
Vold Vision
Long John Silver'S/ A&W
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Caleb Ellicott to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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