Dawn
Santoriello

Sowell Management

CRD#4897536
Investment Advisor
in North Little Rock, AR

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About this Advisor

Dawn Santoriello is a financial advisor in North Little Rock, Arkansas. Currently an advisor at Sowell Management, Santoriello has 10 years of professional experience in the financial advisory industry. Santoriello maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative. Santoriello is able to operate based out of New Jersey and Pennsylvania. Over the course of their career, they have held roles at Ohio National Financial Services, The O.N. Equity Sales Company, Hornor, Townsend & Kent, In, Fortune Financial Services, Inc, Prosperity Wealth Management, Inc, S Squared Retirement Solutions LLC, Ds Financial Strategies, LLC, Caitlin John, LLC, Advanced Financial Partners, Wealth Planners Group and Sowell Management. Sowell Management is headquartered in North Little Rock, Arkansas, and has 49 additional offices in the United States. As a company, Sowell Management oversees $2 billion in assets throughout 10,321 accounts and employs more than 161 people. The level of assets currently under the firm's management places it among the largest investment advisory firms in the United States. The firm manages 10,170 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 9% of the investment firm's customers are high-net-worth individuals, meaning they have more than $1 million in assets. Sowell Management offers financial planning services, portfolio management for individuals and small businesses and selection of other advisers. The firm may charge clients asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

5320 Northshore Drive
North Little Rock, AR 72118

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Sowell Management Brokerage Details

Total Assets Under Management

$2,175,877,943

AR Average: $880,205,985
Total Number of Employees

161

AR Average: 42
Total Number of Accounts

10,321

AR Average: 1,714
Average Account Size

$210,820

AR Average: $513,539

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Dawn Santoriello Work History

Dawn has 10 years of experience.

2019 - Present (2 years)

Sowell Management

2015 - Present (6 years)

Ds Financial Strategies, LLC

2016 - 2019 (3 years)

Caitlin John, LLC

2015 - 2015 (< 1 year)

Fortune Financial Services, Inc

2015 - 2015 (< 1 year)

Prosperity Wealth Management, Inc

2015 - 2016 (1 year)

S Squared Retirement Solutions LLC

2012 - 2013 (1 year)

Hornor, Townsend & Kent, In

2012 - 2015 (3 years)

Advanced Financial Partners

2010 - 2012 (2 years)

Ohio National Financial Services

2010 - 2012 (2 years)

The O.N. Equity Sales Company

2010 - 2012 (2 years)

Wealth Planners Group

Disclosures

Dawn Santoriello has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Sowell Management

Hannah Kennedy
Springdale, AR
Marilyn Evans
Albuquerque, NM
Dawn Santoriello
North Little Rock, AR
Matthew Mcmahon
Flagstaff, AZ
Miki Morrow
North Little Rock, AR
Keith Krueger
North Little Rock, AR
Jessica Poynter
Little Rock, AR
Samuel Kornstein
Boston, MA

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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