Kory
Waller

Lpl Financial LLC

CRD#4547197
Investment Advisor
in Magnolia, AR

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About this Advisor

Kory Waller is a financial advisor who works in Magnolia, Arkansas, with a total of 15 years of work experience. Waller is an employee of Lpl Financial LLC. The advisor has gained experience at Waller Wealth Management, LLC and Lpl Financial, LLC. Waller holds Series 63 and Series 66 licenses, qualifying them as a securities agent, and is approved to serve investors in Arkansas and Texas. Lpl Financial LLC is a registered investment company based in Magnolia, Arkansas. The firm has offices in 9,519 locations and a total of 23,035 people on staff. It has $208 billion in assets between its 892,326 accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm advises 1,956 charitable organizations. Of its 892,326 customer accounts, 28% are held by high-net-worth individuals who have at least $1 million in investable assets. The advisory firm offers a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. A financial advisor's fees largely vary depending on the financial services provided. However, fee types charged by Lpl Financial LLC can include any combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

515 N. Jackson
Magnolia, AR 71753-2987

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$207,793,164,246

AR Average: $646,059,043
Total Number of Employees

23,035

AR Average: 13
Total Number of Accounts

892,326

AR Average: 661
Average Account Size

$232,867

AR Average: $977,396

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Kory Waller Work History

Kory has 15 years of experience.

2020 - Present (2 years)

Waller Wealth Management, LLC

2005 - Present (17 years)

Lpl Financial, LLC

2014 - 2014 (< 1 year)

Waller Wealth Management, LLC

Disclosures

Kory Waller has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Brian Mcmillin
Roseau, MN
Megan Soto
Lindenhurst, NY
Tyler Coe
Deland, FL
Steven Justice
San Diego, CA
John Lewis
Moscow, PA
Michael Cutler
San Diego, CA
Carole Sarson
Washington, NJ

The content in this profile was updated on 08/06/2020, using data compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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