Adam
Connors

Northland Securities, Inc

CRD#4956073
Investment Advisor
in Newport Beach, CA

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About this Advisor

Adam Connors is a financial advisor who works in Newport Beach, California with 10 years of relevant experience. Connors is an employee of Northland Securities, Inc. During their career, Connors has held roles at C. K. Cooper & Company and Northland Securities Inc. Connors holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can advise clients in Iowa. Northland Securities, Inc is a registered investment company that has its headquarters in Minneapolis, MN. It has a total of 19 people on staff. It oversees $203 million in assets between its 760 accounts, making it one of the mid-sized firms in the United States by assets under management. Of its 760 accounts, 47% are associated with high-net-worth investors who have at least $1 million in assets. Northland Securities, Inc has a set of services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Financial management fees typically vary depending on which service is provided. Fees billed by Northland Securities, Inc may include any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

4450 Macarthur Blvd Suite 100
Newport Beach, CA 92660

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Northland Securities, Inc Brokerage Details

Total Assets Under Management

$203,155,261

CA Average: $5,289,111,388
Total Number of Employees

19

CA Average: 157
Total Number of Accounts

760

CA Average: 8,262
Average Account Size

$267,310

CA Average: $640,173

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Adam Connors Work History

Adam has been registered as a financial advisor for 10 years.*

2013 - Present (11 years)

Northland Securities Inc

2005 - 2013 (8 years)

C. K. Cooper & Company

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Adam Connors to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Northland Asset Management

Amy Novak
Minneapolis, MN
Matthew Schwarz
Minneapolis, MN
Jessica Moody
Minneapolis, MN
Susan Lang
Minneapolis, MN
Lucas Wasylik
Milwaukee, WI
Randy Ekenberg
Minneapolis, MN
Scott Hefle
Milwaukee, WI
Carl Goltermann
Newport Beach, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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