Andrew
Hathaway

Ameriprise Financial Services, Inc

CRD#5045844
Investment Advisor
in Carlsbad, CA

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About this Advisor

Andrew Hathaway is an investment advisor who lives in Carlsbad, California. Currently an advisor with Ameriprise Financial Services, Inc, Hathaway has 14 years of professional experience in the financial advisory industry. Hathaway holds a Series 66 license, which certifies them as both a securities agent and an investment advisor representative. Hathaway is able to work with clients based out of California. The advisor has gained experience at Ameriprise Financial Services Inc and Ameriprise Financial Services, Inc. Ameriprise Financial Services, Inc is headquartered in Carlsbad, California, and has 166 additional offices in the nation. As a company, Ameriprise Financial Services, Inc oversees $248 billion in assets covering 1,393,263 client accounts and employs more than 13,718 people. The firm's total assets under management makes it one of the biggest investment advisory firms in the country. The firm manages 691,052 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 4% of the firm's customers are high-net-worth individuals, meaning they have over $1 million in capital. Ameriprise Financial Services, Inc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

2111 Palomar Airport Rd Ste 340
Carlsbad, CA 92011-1455

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Ameriprise Financial Services, Inc Brokerage Details

Total Assets Under Management

$248,321,915,989

CA Average: $5,289,111,388
Total Number of Employees

13,718

CA Average: 157
Total Number of Accounts

1,393,263

CA Average: 8,262
Average Account Size

$178,230

CA Average: $640,173

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other

Andrew Hathaway Work History

Andrew has 15 years of experience.

2014 - Present (6 years)

Ameriprise Financial Services, Inc

2005 - 2014 (9 years)

Ameriprise Financial Services Inc

Disclosures

Andrew Hathaway has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ameriprise Financial Services, LLC

Jo Kovacich
Hibbing, MN
John Lewis
Roseville, CA
Terri Starliper
Glen Allen, VA
Mark Leach
Lutherville Timonium, MD
Kevin Pittman
Mckinney, TX
Bennett Hatten
Chesterfield, MO
Dennis Ahlm
Rogers, MN
Milan Smado
Richardson, TX

This content was compiled from the SEC and FINRA.

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