Andrew
Hathaway

Ameriprise Financial Services, Inc

CRD#5045844
Investment Advisor
in Carlsbad, CA
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About this Advisor

Andrew Hathaway is a financial advisor who works in Carlsbad, California, who has 13 years of financial industry experience. Hathaway works at Ameriprise Financial Services, Inc. The advisor has gained experience at Ameriprise Financial Services Inc and Ameriprise Financial Services, Inc. Hathaway holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to operate in California. Ameriprise Financial Services, Inc is a registered investment company based in Carlsbad, California. The investment advisory business has offices in 161 locations and a total of 13,020 financial advisors. It has $244 billion in total assets between its 1,268,997 client accounts, making it one of the largest firms in the United States by assets under management. The firm advises 1,420 charitable organizations. Of its 1,268,997 client accounts, just 3% are associated with high-net-worth individuals who have more than $1 million in investable assets. The firm performs a wide array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. Financial advisory fee schedules largely depend on which services the firm provides the client. However, fee types charged by Ameriprise Financial Services, Inc can consist of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

2111 Palomar Airport Rd Ste 340
Carlsbad, CA 92011-1455

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Ameriprise Financial Services, Inc Brokerage Details

Total Assets Under Management

$248,321,915,989

CA Average: $5,289,111,388
Total Number of Employees

13,718

CA Average: 157
Total Number of Accounts

1,393,263

CA Average: 8,262
Average Account Size

$178,230

CA Average: $640,173

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other

Andrew Hathaway Work History

Andrew has 13 years of experience.

2014 - Present (5 years)

Ameriprise Financial Services, Inc

2005 - 2014 (9 years)

Ameriprise Financial Services Inc

Disclosures

Andrew Hathaway has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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