Billie
Cook

Sagepoint Financial, Inc

CRD#6016363
Investment Advisor
in Carlsbad, CA

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About this Advisor

Billie Cook is a financial advisor working out of Carlsbad, California, with a total of 8 years of relevant experience. Cook is an advisor for Sagepoint Financial, Inc. Their career trajectory has included roles at Northwestern Mutual Life Insurance Company, Albion Soccer Club, Northwestern Mutual Investment Services, LLC and Sagepoint Financial Group. Cook has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in California, North Carolina, South Carolina, Texas and Washington. Sagepoint Financial, Inc is a company based out of Phoenix, AZ. The firm has offices in 770 locations and a total of 3,563 financial advisors. It oversees $17 billion in total assets between its 86,848 accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm serves 113 charities and foundations. Of its 86,848 accounts, just 10% are held by high-net-worth individuals who have more than $1 million in investable assets. Sagepoint Financial, Inc offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial management typically are based on the services provided. Fees billed by Sagepoint Financial, Inc can include some blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

8 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

5780 Fleet St Suite 170
Carlsbad, CA 92008

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Sagepoint Financial, Inc Brokerage Details

Total Assets Under Management

$16,478,907,740

CA Average: $1,555,372,352
Total Number of Employees

3,563

CA Average: 37
Total Number of Accounts

86,848

CA Average: 1,370
Average Account Size

$189,744

CA Average: $1,135,308

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Billie Cook Work History

Billie has been registered as a financial advisor for 8 years.*

2015 - Present (9 years)

Sagepoint Financial Group

2011 - Present (13 years)

Albion Soccer Club

2014 - 2015 (1 year)

Northwestern Mutual Investment Services, LLC

2012 - 2015 (3 years)

Northwestern Mutual Life Insurance Company

2012 - 2015 (3 years)

Northwestern Mutual Investment Services, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Billie Cook to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Sagepoint Financial, Inc

Jeffrey Dzwonkowski
Syracuse, NY
Timothy Sepsi
Lemont Furnace, PA
David Walkup
Spring, TX
Kelcie Schiraldi
Youngstown, OH
Leo Choquette
Braintree, MA
Alan Pederson
Phoenix, AZ
Sean Mannello
Phoenix, AZ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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