Brian
Kath

Pruco Securities, LLC

CRD#2998332
Investment Advisor
in Los Angeles, CA
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About this Advisor

Brian Kath is a financial advisor operating in Los Angeles, California, with 10 years in the industry. Kath currently works for Pruco Securities, LLC. The advisor has gained experience at The Prudential Insurance Company Of America, Pruco Securities, LLC, Warrior Custom Golf, Austin Seafood And Steak and Home Help Marketing. Kath holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to operate in California. Pruco Securities, LLC is a registered investment business headquartered in Los Angeles, California. The firm has offices in 113 locations and a total of 2,600 financial advisors. It administers $6 billion in assets under management between its 47,024 client accounts, placing it among the largest investment advisory firms in the United States by assets under management. Of its 47,024 accounts, just 1% are associated with high-net-worth clients who have more than $1 million in investable assets. Pruco Securities, LLC has a broad range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial advisory fees usually are based on which services the firm provides the client. Fees charged by Pruco Securities, LLC can consist of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

Yes

Office Location

3530 Wilshire Blvd Suite 1360
Los Angeles, CA 90010

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Pruco Securities, LLC Brokerage Details

Total Assets Under Management

$6,544,600,186

CA Average: $10,121,009,343
Total Number of Employees

2,600

CA Average: 92
Total Number of Accounts

53,064

CA Average: 6,978
Average Account Size

$123,334

CA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Brian Kath Work History

Brian has 10 years of experience.

2017 - Present (2 years)

The Prudential Insurance Company Of America

2017 - Present (2 years)

Pruco Securities, LLC

2011 - 2017 (6 years)

Warrior Custom Golf

2008 - 2008 (< 1 year)

Austin Seafood And Steak

2008 - 2010 (2 years)

Home Help Marketing

Disclosures

Brian Kath has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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