Brook
Stevens

Mml Investors Services, LLC

CRD#6016102
Investment Advisor
in Los Angeles, CA

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About this Advisor

Brook Stevens is a certified financial planner working out of Los Angeles, California, who has been in the industry for 10 years. Stevens is an employee of Mml Investors Services, LLC. Throughout their career, Stevens has worked at Cucina Urbana, Dolcetti Boutique, Abercrombie & Fitch, Usd, Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services, LLC, Massmutual Life Insurance Company, Mml Investors Services LLC, Guardian, Park Ave Securities, Guardian Life Insurance Company, Park Avenue Securities LLC, Mml Investor Services and Masschusetts Mutual Life Insurance Company. Stevens has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is approved to advise clients in California. Mml Investors Services, LLC is a financial advisory business that has its headquarters in Los Angeles, California. The firm has offices in 1,335 locations and a total of 7,471 employees. It oversees $40 billion in assets between its 206,878 customer accounts, placing it among the largest firms in the country by assets under management. The firm advises 254 charities and foundations. Mml Investors Services, LLC performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial management fee schedules largely are based on which service is offered. However, fees billed by Mml Investors Services, LLC can consist of any combination of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

Yes

Office Location

1888 Century Park East Suite 150
Los Angeles, CA 90067

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$39,563,066,947

CA Average: $16,012,751,954
Total Number of Employees

7,471

CA Average: 118
Total Number of Accounts

206,878

CA Average: 4,567
Average Account Size

$191,239

CA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Brook Stevens Work History

Brook has 10 years of experience.

2018 - Present (3 years)

Mml Investor Services

2018 - Present (3 years)

Masschusetts Mutual Life Insurance Company

2015 - 2018 (3 years)

Guardian Life Insurance Company

2015 - 2018 (3 years)

Park Avenue Securities LLC

2014 - 2014 (< 1 year)

Guardian

2014 - 2014 (< 1 year)

Park Ave Securities

2014 - 2015 (1 year)

Park Ave Securities

2014 - 2015 (1 year)

Guardian

2013 - 2014 (1 year)

Massmutual Life Insurance Company

2013 - 2014 (1 year)

Mml Investors Services LLC

2012 - 2013 (1 year)

Northwestern Mutual Life Insurance Company

2012 - 2012 (< 1 year)

Northwestern Mutual Investment Services, LLC

2012 - 2013 (1 year)

Northwestern Mutual Investment Services, LLC

2011 - 2012 (1 year)

Cucina Urbana

2011 - 2011 (< 1 year)

Dolcetti Boutique

2010 - 2011 (1 year)

Abercrombie & Fitch

2010 - 2012 (2 years)

Usd

Disclosures

Brook Stevens has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Mml Investors Services, LLC

Michael Hanna
New York, NY
Stephen Warren
Atlanta, GA
Kathryn Fitzgerald
Walnut Creek, CA
Jason Braunstein
Paramus, NJ
Jeffrey Slavich
Center Valley, PA
Ronald Mead
Kingston, PA
Joshua Mansavage
Rockford, IL
Bryan Bonisteel
Rochester, NY

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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