Carlos
Delgado
Principal Advised Services
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About this Advisor
Carlos Delgado is a certified financial planner operating out of Alhambra, California with a total of 1 year of industry experience. Delgado is an advisor for Principal Advised Services. Throughout their career, they have worked at Meador & Associates, United Planners' Financial Services, Aztec Financial Services, Inc, C2 Financial, Mission Realty, Alliance Advisory & Securities, Inc, Mfa Wealth Services, Westlake Mortgage Group, Centaurus Financial Inc, Gwfs Equities, Inc, Advised Assets Groups, LLC, Empower Retirement, Principal Life Insurance, Principal Securities and Principal Advised Services. Delgado holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to work in California. Principal Advised Services is a registered investment company that has its headquarters in Des Moines, IA. The investment advisory business has offices in 12 locations and a total of 115 people on staff. It administers $353 million in total assets between its 8,370 client accounts, making it one of the bigger firms in the country by assets under management. Principal Advised Services has a few services, including portfolio management for individuals and small businesses and selection of other advisers. Financial advisory fees largely depend on the services provided. However, fee types charged by Principal Advised Services typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Advised Services Brokerage Details
$352,564,235
115
8,370
$42,122
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Carlos Delgado Work History
Carlos has been registered as a financial advisor for 1 years.*
Principal Life Insurance
Principal Securities
Principal Advised Services
Gwfs Equities, Inc
Advised Assets Groups, LLC
Empower Retirement
Centaurus Financial Inc
Westlake Mortgage Group
United Planners' Financial Services
C2 Financial
Alliance Advisory & Securities, Inc
Aztec Financial Services, Inc
Mission Realty
Mfa Wealth Services
Meador & Associates
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Carlos Delgado to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Advised Services
New York, NY
Lake Oswego, OR
Valley City, OH
Milwaukee, WI
Crown Point, IN
Minneapolis, MN
Charlotte, NC
Des Moines, IA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.