Carlos
Tseng

J.P. Morgan Securities LLC

CRD#6374232
Investment Advisor
in Arcadia, CA
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About this Advisor

Carlos Tseng is a financial advisor based out of Arcadia, California, who has been in the financial industry for 13 years. Tseng is on the advisory team at J.P. Morgan Securities LLC. Over the course of their career, they have held roles at Wells Fargo Bank Na, Jpmorgan Chase Bank Na, Bank Of America Na, California State Univeristy Los Angeles, Jp Morgan Securities LLC, Wells Fargo, Hsbc Securities (Usa) Inc, Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Tseng holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to operate in California and Texas. J.P. Morgan Securities LLC is a financial advisory firm operating out of Arcadia, California. The company has offices in 5,365 locations and a total of 5,713 employees. It manages $113 billion in assets under management between its 505,984 client accounts, placing it among the largest firms in the United States by assets under management. The firm advises 190 charities and foundations. Of its 505,984 customer accounts, 16% belong to high-net-worth clients who have greater than $1 million in assets available to invest. The firm performs a few services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Financial advisory fee schedules usually are based on which services the firm provides the client. However, fee types charged by J.P. Morgan Securities LLC most likely include any blend of asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 66

Years of Experience

13 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Others

Disclosures

Yes

Office Location

700 West Huntington Drive
Arcadia, CA 91007

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J.P. Morgan Securities LLC Brokerage Details

Total Assets Under Management

$130,276,080,678

CA Average: $7,464,549,021
Total Number of Employees

7,383

CA Average: 88
Total Number of Accounts

602,419

CA Average: 3,892
Average Account Size

$216,255

CA Average: $1,917,921

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Carlos Tseng Work History

Carlos has 13 years of experience.

2017 - Present (2 years)

Jp Morgan Securities LLC

2016 - 2016 (< 1 year)

Wells Fargo

2016 - 2016 (< 1 year)

Hsbc Securities (Usa) Inc

2016 - 2017 (1 year)

Merrill Lynch, Pierce, Fenner & Smith Inc

2016 - 2017 (1 year)

Bank Of America, N.A

2014 - 2016 (2 years)

Jp Morgan Securities LLC

2011 - 2014 (3 years)

Jpmorgan Chase Bank Na

2010 - 2011 (1 year)

Bank Of America Na

2009 - 2010 (1 year)

California State Univeristy Los Angeles

2005 - 2009 (4 years)

Wells Fargo Bank Na

Disclosures

Carlos Tseng has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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