Catherine
Ford

Lucia Capital Group

CRD#4531681
Investment Advisor
in San Diego, CA
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About this Advisor

Catherine Ford is a certified financial planner who works out of San Diego, California. Currently a registered investment advisor with Lucia Capital Group, Ford has 11 years of professional experience. Ford holds a Series 66 license, which designates the advisor as both a securities agent and an investment advisor representative. Ford can act as an advisor based out of California, Maryland and Virginia. The advisor has gained experience at Raymond J. Lucia Companies, Inc, First Allied Securities, Inc, Rjl Wealth Management, LLC and Lucia Securities, LLC. Lucia Capital Group is headquartered in San Diego, California, and has 22 offices in the country. As a company, Lucia Capital Group manages $1 billion in assets across 3,727 client accounts and retains more than 46 people. The level of assets currently under the firm's management makes it one of the largest financial advisory firms in the United States. The firm manages 1,029 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 11% of the advisory firm's customers are high-net-worth individuals, meaning they have over $1 million in assets. Lucia Capital Group can provide financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

Yes

Office Location

13520 Evening Creek Drive, N. Suite 300
San Diego, CA 92128

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Lucia Capital Group Brokerage Details

Total Assets Under Management

$1,290,078,717

CA Average: $7,578,581,321
Total Number of Employees

75

CA Average: 43
Total Number of Accounts

5,963

CA Average: 3,727
Average Account Size

$216,347

CA Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Catherine Ford Work History

Catherine has 11 years of experience.

2011 - Present (8 years)

Lucia Securities, LLC

2010 - Present (9 years)

Rjl Wealth Management, LLC

2007 - 2010 (3 years)

Raymond J. Lucia Companies, Inc

2007 - 2011 (4 years)

First Allied Securities, Inc

Disclosures

Catherine Ford has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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