Christine
An

Tcw Investment Management Company LLC

CRD#5477301
Investment Advisor
in Los Angeles, CA
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About this Advisor

Christine An is a certified financial planner whose office is in Los Angeles, California. Currently a registered advisor with Tcw Investment Management Company LLC, An has 10 years of professional experience as a financial advisor. An has Series 63 and Series 66 licenses, certifying them as a securities broker. An can work with investors based out of California. An has gained experience at Fidelity Investments, Aig Sunamerica, Assetmark, Hsbc Securities (Usa) Inc, Trust Company Of The West, Tcw Funds Distributors and Tcw LLC. Tcw Investment Management Company LLC is headquartered in Los Angeles, California, and operates out of three other offices in the United States. Overall, Tcw Investment Management Company LLC oversees $38 billion in assets across 76 accounts and employs more than 384 people. The level of assets currently under the firm's management places it among the largest financial advisory firms in the country. All of the firm's accounts are managed on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 232% of the advisor firm's customers are high-net-worth individuals, meaning they have over $1 million in assets. Tcw Investment Management Company LLC can offer portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients and other services. The firm's fees may include asset-based and performance-based fees.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

10 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Other

Fee Structure

Percentage of Assets, Performance-based Fees

Disclosures

No

Office Location

865 S Figueroa St Ste 1800
Los Angeles, CA 90017

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Tcw Investment Management Company LLC Brokerage Details

Total Assets Under Management

$37,637,781,315

CA Average: $7,578,581,321
Total Number of Employees

384

CA Average: 43
Total Number of Accounts

76

CA Average: 3,727
Average Account Size

$495,233,965

CA Average: $2,033,427

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Other

Christine An Work History

Christine has 10 years of experience.

2016 - Present (3 years)

Tcw LLC

2014 - 2015 (1 years)

Trust Company Of The West

2014 - Present (5 years)

Tcw Funds Distributors

2013 - 2014 (1 years)

Hsbc Securities (Usa) Inc

2011 - 2013 (2 years)

Assetmark

2010 - 2011 (1 years)

Fidelity Investments

2008 - 2009 (1 years)

Aig Sunamerica

Disclosures

Christine An has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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