Daniel
Brooks

Edward Jones

CRD#6835547
Investment Advisor
in Carlsbad, CA
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About this Advisor

Daniel Brooks is an investment advisor who lives in Carlsbad, California. Currently a registered advisor at Edward Jones, they have accumulated 10 years of work experience. Brooks holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative. Brooks is registered to serve customers based out of California. During their career, Brooks has held roles at Edward Jones, Bryson Financial, Westpac Wealth Partners/Guardian Life, Petroleum Solutions Technology and Nutech Energy Alliance. Edward Jones is located in Carlsbad, California, and operates out of 12,884 other locations in the United States. In total, Edward Jones oversees $312 billion in assets throughout 2,500,304 client accounts and employs more than 23,510 people. The amount of assets the firm manages places it among the biggest investment advisory firms in the country. The firm manages 917,687 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 7% of the firm's customers are high-net-worth individuals, meaning they have over $1 million in investable assets. Edward Jones offers portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. The firm's fees may include asset-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Others

Disclosures

No

Office Location

7220 Avenida Encinas Suite 110 A
Carlsbad, CA 92011-4660

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Edward Jones Brokerage Details

Total Assets Under Management

$328,988,570,418

CA Average: $11,469,110,461
Total Number of Employees

23,408

CA Average: 458
Total Number of Accounts

3,047,151

CA Average: 33,415
Average Account Size

$107,966

CA Average: $343,232

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Daniel Brooks Work History

Daniel has 10 years of experience.

2017 - Present (2 years)

Edward Jones

2017 - 2017 (< 1 year)

Bryson Financial

2017 - 2017 (< 1 year)

Westpac Wealth Partners/Guardian Life

2015 - 2017 (2 years)

Petroleum Solutions Technology

2008 - 2015 (7 years)

Nutech Energy Alliance

Disclosures

Daniel Brooks has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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