Daniel
Brooks

Edward Jones

CRD#6835547
Investment Advisor
in Carlsbad, CA

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About this Advisor

Daniel Brooks is a financial advisor who works in Carlsbad, California, with 11 years in the industry. Brooks is on the advisory team at Edward Jones. During their career, the advisor has held roles at Edward Jones, Bryson Financial, Westpac Wealth Partners/Guardian Life, Petroleum Solutions Technology and Nutech Energy Alliance. Brooks holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to serve investors in California and Texas. Edward Jones is a company headquartered in Carlsbad, California. It has offices in 13,586 locations and a total of 23,408 advisors. It handles $329 billion in total assets between its 3,047,151 client accounts, placing it among the largest firms in the nation by assets under management. The firm advises 958 charitable organizations. Of its 3,047,151 client accounts, just 9% are held by high-net-worth investors who have more than $1 million in assets available to invest. Edward Jones offers a wide assortment of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees charged by financial advisors usually vary depending on which services the firm provides the client. Fees charged by Edward Jones likely include asset-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

12 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Others

Disclosures

No

Office Location

7220 Avenida Encinas Suite 110 A
Carlsbad, CA 92011-4660

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Edward Jones Brokerage Details

Total Assets Under Management

$328,988,570,418

CA Average: $11,469,110,461
Total Number of Employees

23,408

CA Average: 458
Total Number of Accounts

3,047,151

CA Average: 33,415
Average Account Size

$107,966

CA Average: $343,232

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Daniel Brooks Work History

Daniel has 12 years of experience.

2017 - Present (3 years)

Edward Jones

2017 - 2017 (< 1 year)

Bryson Financial

2017 - 2017 (< 1 year)

Westpac Wealth Partners/Guardian Life

2015 - 2017 (2 years)

Petroleum Solutions Technology

2008 - 2015 (7 years)

Nutech Energy Alliance

Disclosures

Daniel Brooks has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Edward Jones

Logan Bryant
Lenoir City, TN
Brooks Farmer
Charleston, WV
Jamie Mladenoff
Hanover, PA
Jessica Millan
Rochester, NY
Samuel Bates
Saint George, UT
Shawn Bulliner
Florence, SC
Gabriel Rockers
Saint Joseph, MO
Craig Dennis
Middletown, CT

This content was compiled from the SEC and FINRA.

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