Derek
Pesta
Cwm, LLC
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About this Advisor
Derek Pesta is a financial advisor operating in Omaha, Nebraska with 7 years of industry experience. Pesta is an advisor for Cwm, LLC. Their career trajectory has included roles at Lpl Financial, Nielsen, Pesta & Pesta Tax Preparation, Cwm, LLC and Pesta & Pesta Wealth Management. Pesta maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is approved to work in California and Texas. Cwm, LLC is a financial advisory company that has its headquarters in Omaha, NE. The company has offices in 165 locations and a total of 1,111 advisors. It oversees $20 billion in assets under management between its 96,956 client accounts, making it one of the largest financial advisory firms in the country by assets under management. Of its 96,956 client accounts, 15% are held by high-net-worth individuals who have greater than $1 million in investable assets. Cwm, LLC provides a broad set of services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers and other services. Fees charged by financial advisors usually are based on the type of services. Fees charged by Cwm, LLC likely are comprised of any combination of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Cwm, LLC Brokerage Details
$19,943,561,186
1,111
96,956
$205,697
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Other
Derek Pesta Work History
Derek has been registered as a financial advisor for 7 years.*
Cwm, LLC
Pesta & Pesta Wealth Management
Pesta & Pesta Tax Preparation
Lpl Financial
Nielsen
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Derek Pesta to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Cwm, LLC
Omaha, NE
Omaha, NE
Omaha, NE
Sioux Falls, SD
Nevada, MO
Vincennes, IN
Omaha, NE
Omaha, NE
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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