Edward
Mally

Imperial Capital Asset Management LLC

CRD#1721433
Investment Advisor
in Los Angeles, CA
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About this Advisor

Edward Mally is an advisor whose office is in Los Angeles, California. Currently a registered advisor with Imperial Capital Asset Management LLC, they have accrued 10 years of work experience as a financial advisor. Mally has Series 63 and Series 66 licenses, designating them as a securities representative. Mally is registered to work with customers in California. Throughout their career, they have worked at Imperial Capital, LLC, Imperial Capital Asset Management and Imperial Capital (International) Llp. Imperial Capital Asset Management LLC is headquartered in Los Angeles, California. As a registered advisory firm, Imperial Capital Asset Management LLC oversees $162 million in assets across two accounts and employs 27 staff members. The firm's total assets under management places it among the mid-sized financial advisory firms in the country. All of the firm's accounts are managed on a discretionary basis, in which the advisor makes investment decisions at their discretion. None of the firm's 2 clients are considered high-net-worth individuals, who are defined as investors who have greater than $1 million in capital. Imperial Capital Asset Management LLC offers portfolio management for pooled investment vehicles, portfolio management for institutional clients and other services. The firm may charge clients asset-based, performance-based and other fees.

Certifications and Registrations

Series 63, Series 66, Chartered Financial Analyst

Years of Experience

10 years

Services Offered

Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Other

Fee Structure

Percentage of Assets, Performance-based Fees, Others

Disclosures

No

Office Location

10100 Santa Monica Blvd. Suite 2400
Los Angeles, CA 90067

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Imperial Capital Asset Management LLC Brokerage Details

Total Assets Under Management

$161,455,755

CA Average: $7,578,581,321
Total Number of Employees

27

CA Average: 43
Total Number of Accounts

2

CA Average: 3,727
Average Account Size

$80,727,878

CA Average: $2,033,427

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Investment Advisory Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Other

Edward Mally Work History

Edward has 10 years of experience.

2015 - Present (4 years)

Imperial Capital (International) Llp

2008 - Present (11 years)

Imperial Capital, LLC

2008 - Present (11 years)

Imperial Capital Asset Management

Disclosures

Edward Mally has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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