Elaine
Roberts

Voya Financial Advisors, Inc

CRD#1861223
Investment Advisor
in Los Angeles, CA

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About this Advisor

Elaine Roberts is a financial advisor working in Los Angeles, California who has 6 years of relevant experience. Roberts works at Voya Financial Advisors, Inc. Over the course of their career, Roberts has held roles at Northern Life, Ing Financial Partners, Inc, Roberts Financial Service and Voya Financial Advisors. Roberts maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can operate in California. Voya Financial Advisors, Inc is a registered investment company that has its headquarters in Windsor, CT. The company has offices in 299 locations and a total of 605 advisors. It controls $2 billion in assets across its 13,909 accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm serves five charities and foundations. Of its 13,909 accounts, 17% are associated with high-net-worth clients who have at least $1 million in assets available to invest. The business has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial advisory fees largely vary depending on which services the firm provides the client. Fee types billed by Voya Financial Advisors, Inc likely are comprised of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

Los Angeles, CA

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Voya Financial Advisors, Inc Brokerage Details

Total Assets Under Management

$2,410,968,380

CA Average: $5,297,377,271
Total Number of Employees

605

CA Average: 35
Total Number of Accounts

13,909

CA Average: 690
Average Account Size

$173,339

CA Average: $7,677,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Elaine Roberts Work History

Elaine has been registered as a financial advisor for 6 years.*

2014 - Present (10 years)

Voya Financial Advisors

1995 - Present (29 years)

Northern Life

1994 - Present (30 years)

Northern Life

1990 - Present (34 years)

Northern Life

1990 - Present (34 years)

Roberts Financial Service

2011 - 2014 (3 years)

Ing Financial Partners, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Elaine Roberts to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Voya Financial Advisors, Inc

Ryan Vallee
Windsor, CT
Pedro Martinez
Windsor, CT
Christopher Nicola
Independence, OH
John Dubeansky
Austin, TX
Mitchell Manning
Milwaukee, WI
James Bermingham
Federal Way, WA
Roosevelt Terry
Windsor, CT
Scott Andrews
Windsor, CT

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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