Independent Financial Group, LLC
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About this Advisor
Ellen Lau is a certified financial planner working out of San Diego, California, who has been in the industry for 10 years. Lau is an employee of Independent Financial Group, LLC. Their career trajectory has included roles at Financial Network Investment Corporation, Cetera Advisor Networks LLC and Independent Financial Group. Lau holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to advise clients in California and Texas. Independent Financial Group, LLC is a registered investment company headquartered in San Diego, California. The investment advisory business has offices in 364 locations and a total of 680 employees. It administers $3 billion in assets across its 11,983 customer accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm advises 20 charities and foundations. Of its 11,983 client accounts, just 5% are held by high-net-worth clients who have greater than $1 million in assets available to invest. Independent Financial Group, LLC provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial management fees vary depending on the financial services provided. Fees billed by Independent Financial Group, LLC likely consist of any blend of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Independent Financial Group, LLC Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Ellen Lau Work History
Ellen has 10 years of experience.
Independent Financial Group
Cetera Advisor Networks LLC
Financial Network Investment Corporation
Ellen Lau has no disclosures.
Please visit their SEC profile for more details.