Francis
Capella
Wedbush Securities Inc
Answer a few questions and
get matched with an advisor.
About this Advisor
Francis Capella is a financial advisor operating out of Armonk, New York with a total of 2 years of relevant experience. Capella currently works for Wedbush Securities Inc. They have spent the entirety of their career at Wedbush Securities Inc. Capella maintains Series 63 and Series 66 licenses, which qualify them as a securities representative, and is able to operate in New York. Wedbush Securities Inc is a registered investment firm that has its headquarters in Los Angeles, CA. It has offices in 58 locations and a total of 920 employees. It oversees $4 billion in assets under management between its 8,553 client accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm provides services to 21 charities and foundations. Of its 8,553 accounts, just 14% are held by high-net-worth investors who have greater than $1 million in assets. Wedbush Securities Inc offers a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors typically depend on which services are provided. Fee types billed by Wedbush Securities Inc most likely include asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Wedbush Securities Inc Brokerage Details
$3,857,311,726
920
8,553
$450,989
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Francis Capella Work History
Francis has been registered as a financial advisor for 2 years.*
Wedbush Morgan Securities
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Francis Capella to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Wedbush Securities Inc
Sacramento, CA
Dallas, TX
Jersey City, NJ
Anchorage, AK
Los Angeles, CA
Los Angeles, CA
Los Angeles, CA
Gleneden Beach, OR
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
