Frank
Wong

Independent Financial Group, LLC

CRD#1093400
Investment Advisor
in San Diego, CA
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About this Advisor

Frank Wong is a certified financial planner who is based out of San Diego, California. Currently a registered financial advisor with Independent Financial Group, LLC, Wong has an impressive 26 years of work experience as a financial advisor. Wong holds a Series 63 license, certifying them as a securities representative. Wong can act as an advisor based out of New Jersey and Texas. Their career trajectory has included roles at National Planning Corporation, Mml Investors Services, Inc, Independent Financial Group, LLC and F3Logic, LLC. Independent Financial Group, LLC is headquartered in San Diego, California, and operates out of 364 offices throughout the United States. As an advisor firm, Independent Financial Group, LLC oversees $3 billion in assets throughout 11,983 accounts and employs more than 680 people. The firm's total assets under management places it among the largest financial advisory firms in the nation. The firm manages 10,271 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 5% of the firm's investors are high-net-worth individuals, meaning they have more than $1 million in capital. Independent Financial Group, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

26 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

Yes

Office Location

12671 High Bluff Dr Ste 200
San Diego, CA 92130

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Independent Financial Group, LLC Brokerage Details

Total Assets Under Management

$2,935,234,184

CA Average: $7,578,581,321
Total Number of Employees

673

CA Average: 43
Total Number of Accounts

15,620

CA Average: 3,727
Average Account Size

$187,915

CA Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Frank Wong Work History

Frank has 26 years of experience.

2017 - Present (2 years)

Independent Financial Group, LLC

2017 - Present (2 years)

F3Logic, LLC

2011 - 2017 (6 years)

National Planning Corporation

1992 - 2011 (19 years)

Mml Investors Services, Inc

Disclosures

Frank Wong has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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