Geoffrey
Liggett

Principal Securities, Inc

CRD#5290117
Investment Advisor
in Des Moines, IA

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About this Advisor

Geoffrey Liggett is a financial advisor working in Des Moines, Iowa, with a total of 6 years of relevant experience. Liggett works at Principal Securities, Inc. Throughout their career, they have worked at Ing, Ing Financial Partners, Inc, Voya Financial, Voya Financial Partners, Voya Financial Advisors, Principal Life Insurance and Principal Securities. Liggett holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can advise clients in California and Texas. Principal Securities, Inc is a registered investment business based in Des Moines, IA. It has offices in 350 locations and a total of 1,430 advisors. It handles $9 billion in assets across its 46,075 customer accounts, placing it among the largest firms in the nation by assets under management. The firm provides services to 34 charitable organizations. Of its 46,075 accounts, just 3% are associated with high-net-worth investors who have more than $1 million in investable assets. Principal Securities, Inc performs a diverse array of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees for financial management typically vary depending on which services are provided. However, fees charged by Principal Securities, Inc can be comprised of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

711 High St
Des Moines, IA 50392

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$9,416,854,861

IA Average: $9,259,360,772
Total Number of Employees

1,430

IA Average: 166
Total Number of Accounts

46,075

IA Average: 7,189
Average Account Size

$204,381

IA Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Geoffrey Liggett Work History

Geoffrey has been registered as a financial advisor for 6 years.*

2016 - Present (8 years)

Principal Life Insurance

2016 - Present (8 years)

Principal Securities

2015 - 2016 (1 year)

Voya Financial Partners

2014 - 2016 (2 years)

Voya Financial

2014 - 2015 (1 year)

Voya Financial Advisors

2012 - 2014 (2 years)

Ing Financial Partners, Inc

2010 - 2014 (4 years)

Ing

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Geoffrey Liggett to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

Janice Adams
Phoenix, AZ
Shawn Will
Raleigh, NC
Katherine Delmont
Des Moines, IA
Craig Forster
Arlington, TX
Alison White
Birmingham, AL
Gregory Schmitt
San Diego, CA
John Pettit
Puyallup, WA
Jairus Halladay
Milwaukee, WI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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