Howard
Ashlock
Stifel, Nicolaus & Company, Inc
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About this Advisor
Howard Ashlock is a certified financial planner operating out of Park City, Utah with 5 years of relevant experience. Ashlock is an employee of Stifel, Nicolaus & Company, Inc. Over the course of their career, Ashlock has held roles at Bank Of America, N.A, Merrill Lynch, Pierce, Fenner & Smith Inc and Stifel Nicolaus & Co Inc. Ashlock holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to operate in California, Texas and Utah. Stifel, Nicolaus & Company, Inc is a firm based in Saint Louis, MO. The company has offices in 459 locations and a total of 6,729 financial advisors. It administers $133 billion in assets under management among its 334,814 accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm advises 1,312 charities and foundations. Of its 334,814 accounts, 24% are associated with high-net-worth clients who have greater than $1 million in assets. The company performs a wide range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial advice typically are based on the services provided. However, fees billed by Stifel, Nicolaus & Company, Inc may include asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Stifel, Nicolaus & Company, Inc Brokerage Details
$132,550,931,898
6,729
334,814
$395,894
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Howard Ashlock Work History
Howard has been registered as a financial advisor for 5 years.*
Stifel Nicolaus & Co Inc
Bank Of America, N.A
Merrill Lynch, Pierce, Fenner & Smith Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Howard Ashlock to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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Saint Louis, MO
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
