James
Harris

Independent Financial Group, LLC

CRD#848110
Investment Advisor
in San Diego, CA
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About this Advisor

James Harris is a certified financial planner whose office is in San Diego, California. Currently an investment advisor at Independent Financial Group, LLC, they have accrued an impressive 21 years of professional experience as a registered advisor. Harris maintains Series 65 and Series 66 licenses, certifying them as both a securities agent and an investment advisor representative. Harris can operate based out of California. Their career trajectory has included roles at Self Employed Dba James Harris & Assoc, Afa Advisor Services, LLC, Afa Financial Group, LLC and Independent Financial Group. Independent Financial Group, LLC is headquartered in San Diego, California, and has 364 additional offices throughout the country. As a firm, Independent Financial Group, LLC oversees $3 billion in assets throughout 11,983 accounts and employs more than 680 people. The amount of assets the firm manages places it among the largest firms in the country. The firm manages 10,271 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 5% of the advisory firm's investors are high-net-worth individuals, meaning they have over $1 million in investable assets. Independent Financial Group, LLC offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. The firm's fees may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 65, Series 66, Certified Financial Planner

Years of Experience

21 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

Yes

Office Location

12671 High Bluff Drive Suite 200
San Diego, CA 92130

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Independent Financial Group, LLC Brokerage Details

Total Assets Under Management

$2,935,234,184

CA Average: $7,578,581,321
Total Number of Employees

673

CA Average: 43
Total Number of Accounts

15,620

CA Average: 3,727
Average Account Size

$187,915

CA Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

James Harris Work History

James has 21 years of experience.

2010 - Present (9 years)

Independent Financial Group

2005 - 2010 (5 years)

Afa Advisor Services, LLC

2005 - 2010 (5 years)

Afa Financial Group, LLC

1997 - Present (22 years)

Self Employed Dba James Harris & Assoc

Disclosures

James Harris has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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