John
Barker

Sprott Asset Management Usa Inc

CRD#6187222
Investment Advisor
in Carlsbad, CA
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About this Advisor

John Barker is an investment advisor whose office is in Carlsbad, California. Currently a registered financial advisor with Sprott Asset Management Usa Inc, Barker has 10 years of experience in the financial advisory industry. Barker has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative. Barker is able to act as a financial advisor in California. Throughout their career, they have worked at Fifa, Euro Pacific Capital, Inc, George Mason University, Business News America, Anfp and Sprott Global Resource Investments LTD. Sprott Asset Management Usa Inc is based out of Carlsbad, California, and operates out of two other locations in the United States. In total, Sprott Asset Management Usa Inc manages $152 million in assets dispersed across 521 accounts and retains 28 staff members. The firm's total assets under management makes it one of the mid-sized investment advisory firms in the country. The firm manages 520 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 49% of the advisory firm's customers are high-net-worth individuals, meaning they have more than $1 million in investable assets. Sprott Asset Management Usa Inc offers portfolio management for individuals and small businesses, portfolio management for investment companies and portfolio management for institutional clients. The firm may charge clients asset-based and performance-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Performance-based Fees

Disclosures

No

Office Location

1910 Palomar Point Way Suite 200
Carlsbad, CA 92008

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Sprott Asset Management Usa Inc Brokerage Details

Total Assets Under Management

$131,562,266

CA Average: $7,578,581,321
Total Number of Employees

27

CA Average: 43
Total Number of Accounts

588

CA Average: 3,727
Average Account Size

$223,745

CA Average: $2,033,427

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

John Barker Work History

John has 10 years of experience.

2016 - Present (3 years)

Sprott Global Resource Investments LTD

2014 - 2016 (2 years)

Euro Pacific Capital, Inc

2012 - 2014 (2 years)

George Mason University

2010 - 2012 (2 years)

Business News America

2009 - 2010 (1 year)

Fifa

2008 - 2008 (< 1 year)

Anfp

Disclosures

John Barker has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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