John
Barker

Sprott Asset Management Usa Inc

CRD#6187222
Investment Advisor
in Carlsbad, CA

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About this Advisor

John Barker is a financial advisor operating in Carlsbad, California, with a total of 7 years of industry experience. Barker currently works for Sprott Asset Management Usa Inc. Barker has gained experience at Euro Pacific Capital, Inc, George Mason University and Sprott Global Resource Investments LTD. Barker has Series 65 and Series 63 licenses, designating them as both a securities agent and an investment advisor representative, and is registered to operate in California. Sprott Asset Management Usa Inc is a registered investment company operating out of Carlsbad, CA. The investment advisory business has offices in two locations and a total of 45 employees. It controls $2 billion in assets between its 2,574 customer accounts, placing it among the biggest investment advisory firms in the country by assets under management. The firm provides services to eight charities and foundations. Of its 2,574 accounts, just 5% are associated with high-net-worth individuals who have more than $1 million in investable assets. The advisory firm provides a number of services, such as portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles and portfolio management for institutional clients. Financial management fee schedules typically depend on the type of financial services offered. However, fee types billed by Sprott Asset Management Usa Inc most likely include asset-based and performance-based fees.

Certifications and Registrations

Series 65, Series 63

Years Registered*

7 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets, Performance-based Fees

Office Location

1910 Palomar Point Way Suite 200
Carlsbad, CA 92008

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Sprott Asset Management Usa Inc Brokerage Details

Total Assets Under Management

$1,992,662,723

CA Average: $7,578,581,321
Total Number of Employees

45

CA Average: 43
Total Number of Accounts

2,574

CA Average: 3,727
Average Account Size

$774,150

CA Average: $2,033,427

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients

John Barker Work History

John has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Sprott Global Resource Investments LTD

2014 - 2016 (2 years)

Euro Pacific Capital, Inc

2012 - 2014 (2 years)

George Mason University

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of John Barker to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Sprott Asset Management Usa Inc

Anthony Bevilaqua
Carlsbad, CA
Blake Soto
Carlsbad, CA
Jessica Randhawa
Carlsbad, CA
Samuel Broom
Carlsbad, CA
John Barker
Carlsbad, CA
Victoria Shorkey
Carlsbad, CA
Thomas Ulrich
Carlsbad, CA
Edward Bonner
Carlsbad, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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