John
Lee

Mml Investors Services, LLC

CRD#5875962
Investment Advisor
in Fremont, CA

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About this Advisor

John Lee is a certified financial planner whose office is in Fremont, California. Currently a registered financial advisor with Mml Investors Services, LLC, Lee has 10 years of professional experience as an investment advisor. Lee has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative. Lee is able to operate based out of California. Their career trajectory has included roles at New England Financial, Life Time Fitness, Fidelity Brokerage Services LLC, E*Trade Securities LLC, E*Trade Capital Management LLC, Tdameritrade, Bancwest Investment Services, Bank Of The West, Massmutual Life Insurance Company and Mml Investors Services, LLC. Mml Investors Services, LLC is headquartered in Fremont, California, and has 1,335 additional offices throughout the United States. As a company, Mml Investors Services, LLC manages $40 billion in assets covering 206,878 accounts and employs more than 7,471 people. The level of assets currently under the firm's management makes it one of the biggest investment advisory firms in the United States. The firm manages 64,820 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. None of the investment firm's 206,878 clients are deemed high-net-worth individuals, who are defined as investors who have greater than $1 million in capital. Mml Investors Services, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

2201 Walnut Ave Suite 380
Fremont, CA 94538

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$39,563,066,947

CA Average: $16,012,751,954
Total Number of Employees

7,471

CA Average: 118
Total Number of Accounts

206,878

CA Average: 4,567
Average Account Size

$191,239

CA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

John Lee Work History

John has 10 years of experience.

2020 - Present (0 year)

Massmutual Life Insurance Company

2020 - Present (0 year)

Mml Investors Services, LLC

2018 - Present (2 years)

Bancwest Investment Services

2018 - Present (2 years)

Bank Of The West

2017 - 2018 (1 year)

Tdameritrade

2016 - 2017 (1 year)

E*Trade Securities LLC

2016 - 2017 (1 year)

E*Trade Capital Management LLC

2014 - 2016 (2 years)

Fidelity Brokerage Services LLC

2012 - 2014 (2 years)

Fidelity Brokerage Services LLC

2011 - 2012 (1 year)

New England Financial

2010 - 2011 (1 year)

Life Time Fitness

Disclosures

John Lee has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Mml Investors Services, LLC

Adam Laakko
Grand Rapids, MI
Bradley Gooch
Brentwood, TN
Shannon Pinder
San Jose, CA
Michael Vaughn
Elkridge, MD
Mark Pliner
Cranbury, NJ
Robert Penn
Charlottesville, VA
Jonathan Lowery
Birmingham, AL
Jonathon Butler
Helena, MT

This content was compiled from the SEC and FINRA.

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