Joseph
Ciocca

Cetera Advisor Networks LLC

CRD#3131488
Investment Advisor
in El Segundo, CA

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About this Advisor

Joseph Ciocca is a financial advisor based out of El Segundo, California, with a total of nine years of experience as a financial advisor. Ciocca is on the advisory team at Cetera Advisor Networks LLC. Throughout their career, Ciocca has worked at Ameriprise Financial Services Inc, Financial Network, Multifinancial Securities, Genworth Financial Securities Corp, Cetera Advisor Networks LLC, Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, First Allied Securities, Inc, Investors Capital Corp, Legend Equities Corporation, Summit Brokerage Services, Inc, J.P. Turner & Company, L.L.C, Vsr Financial Services, Inc and Girard Securities, Inc. Ciocca has Series 63, Series 65 and Series 66 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to operate in California. Cetera Advisor Networks LLC is an advisory company that has its headquarters in El Segundo, California. The company has offices in 889 locations and a total of 1,767 financial advisors. It oversees $18 billion in total assets across its 71,503 accounts, placing it among the largest firms in the country by assets under management. The firm provides financial advisory services to 290 charities and foundations. Of its 71,503 client accounts, 26% are associated with high-net-worth clients who have at least $1 million in assets available to invest. Cetera Advisor Networks LLC offers a wide range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fees largely are based on the type of services. However, fees charged by Cetera Advisor Networks LLC likely consist of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

200 N Pacific Coast Hwy Ste 1300
El Segundo, CA 90245

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Cetera Advisor Networks LLC Brokerage Details

Total Assets Under Management

$18,099,125,377

CA Average: $7,578,581,321
Total Number of Employees

1,767

CA Average: 43
Total Number of Accounts

71,503

CA Average: 3,727
Average Account Size

$253,124

CA Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Joseph Ciocca Work History

Joseph has 10 years of experience.

2015 - Present (5 years)

First Allied Securities, Inc

2015 - Present (5 years)

Summit Brokerage Services, Inc

2013 - Present (7 years)

Cetera Advisors LLC

2013 - Present (7 years)

Cetera Financial Specialists LLC

2013 - Present (7 years)

Cetera Investment Services LLC

2012 - Present (8 years)

Cetera Advisor Networks LLC

2015 - 2016 (1 year)

Investors Capital Corp

2015 - 2016 (1 year)

Legend Equities Corporation

2015 - 2015 (< 1 year)

J.P. Turner & Company, L.L.C

2015 - 2016 (1 year)

Vsr Financial Services, Inc

2015 - 2017 (2 years)

Girard Securities, Inc

2012 - 2012 (< 1 year)

Financial Network

2012 - 2012 (< 1 year)

Multifinancial Securities

2012 - 2012 (< 1 year)

Genworth Financial Securities Corp

2010 - 2012 (2 years)

Ameriprise Financial Services Inc

Disclosures

Joseph Ciocca has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Cetera Advisor Networks LLC

Charles Binsfeld
Saint Cloud, MN
Joseph Ciocca
El Segundo, CA
Brian Bush
Westminster, CO
Collier Nussbaumer
Clarksville, TN
Jonathan Gragg
Redondo Beach, CA
Emily Windolph
Norman, OK
Beena Mathew
Houston, TX
Donald Rogers
Walnut Creek, CA

This content was compiled from the SEC and FINRA.

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