Joseph
Rhodes

Wells Fargo Clearing Services, LLC

CRD#2720185
Investment Advisor
in Sacramento, CA
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About this Advisor

Joseph Rhodes is an investment advisor who is based out of Sacramento, California. Currently a registered advisor with Wells Fargo Clearing Services, LLC, Rhodes has 12 years of experience in the financial advisory industry. Rhodes maintains Series 63 and Series 65 licenses, qualifying the advisor as both a securities agent and an investment advisor representative. Rhodes is able to act as a financial advisor in Texas. During their career, the advisor has held roles at The Leaders Group Inc, Unionbanc Investment Services LLC, Capitas Financial LLC, Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is located in Sacramento, California, and operates out of 6,557 other offices across the country. Overall, Wells Fargo Clearing Services, LLC oversees $473 billion in assets throughout 1,432,715 accounts and employs more than 26,409 people. The level of assets currently under the firm's management makes it one of the biggest firms in the nation. The firm manages 1,046,418 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 39% of the firm's customers are high-net-worth individuals, meaning they have more than $1 million in capital. Wells Fargo Clearing Services, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

400 Capitol Mall Ste 2100 [Nm-Rbo]
Sacramento, CA 95814

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$473,000,358,971

CA Average: $11,469,110,461
Total Number of Employees

26,409

CA Average: 458
Total Number of Accounts

1,432,715

CA Average: 33,415
Average Account Size

$330,143

CA Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Joseph Rhodes Work History

Joseph has 12 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2011 - 2016 (5 years)

Wells Fargo Advisors LLC

2010 - 2011 (1 years)

The Leaders Group Inc

2010 - 2011 (1 years)

Capitas Financial LLC

2006 - 2010 (4 years)

Unionbanc Investment Services LLC

Disclosures

Joseph Rhodes has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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