Kiet
La

Wedbush Securities Inc

CRD#4147067
Investment Advisor
in Sacramento, CA
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About this Advisor

Kiet La is a certified financial planner working in Sacramento, California, who has been in the advisory business for 11 years. La is an employee of Wedbush Securities Inc. Their career trajectory has included roles at Wedbush Securities Inc, Ubs Financial Services Inc, Morgan Stanley Smith Barney, Morgan Stanley Private Bank, National Association and Wells Fargo Clearing Services, LLC. La maintains Series 63 and Series 66 licenses, qualifying them as a securities broker, and is approved to advise clients in California, Oregon and Vermont. Wedbush Securities Inc is an advisory company that has its headquarters in Sacramento, California. The investment advisory business has offices in 46 locations and a total of 800 financial advisors. It controls $2 billion in assets between its 5,106 customer accounts, making it one of the biggest financial advisory firms in the country by assets under management. Of its 5,106 customer accounts, just 7% are associated with high-net-worth investors who have more than $1 million in investable assets. The firm offers a broad set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors largely are based on which service is provided. Fees charged by Wedbush Securities Inc may include some blend of asset-based, hourly, fixed, commission-based and performance-based fees.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees

Disclosures

Yes

Office Location

455 Capitol Mall Ste 150
Sacramento, CA 95814

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Wedbush Securities Inc Brokerage Details

Total Assets Under Management

$2,105,082,651

CA Average: $7,578,581,321
Total Number of Employees

800

CA Average: 43
Total Number of Accounts

5,778

CA Average: 3,727
Average Account Size

$364,327

CA Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Kiet La Work History

Kiet has 11 years of experience.

2018 - Present (1 years)

Wedbush Securities Inc

2017 - 2018 (1 years)

Wells Fargo Clearing Services, LLC

2015 - 2017 (2 years)

Morgan Stanley Private Bank, National Association

2009 - 2015 (6 years)

Morgan Stanley Smith Barney

2007 - 2009 (2 years)

Ubs Financial Services Inc

Disclosures

Kiet La has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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