Klindt
Ginsberg

D.A. Davidson & Co

CRD#1846752
Investment Advisor
in Carlsbad, CA
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About this Advisor

Klindt Ginsberg is a financial advisor whose office is in Carlsbad, California. Currently a registered investment advisor with D.A. Davidson & Co, Ginsberg has 12 years of professional experience as a financial advisor. Ginsberg holds Series 63 and Series 66 licenses, qualifying them as a securities representative. Ginsberg can operate in California and Texas. The advisor has gained experience at D.A. Davidson & Co and Crowell, Weedon & Co. D.A. Davidson & Co is based out of Carlsbad, California, and has 67 other brick-and-mortar locations in the nation. In total, D.A. Davidson & Co manages $15 billion in assets throughout 47,201 accounts and employs more than 515 people. The level of assets currently under the firm's management places it among the biggest financial advisory firms in the country. The firm manages 40,742 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 18% of the firm's investors are high-net-worth individuals, meaning they have more than $1 million in investable assets. D.A. Davidson & Co offers financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and performance-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees

Disclosures

No

Office Location

Opus Plaza 1 1921 Palomar Oaks Way #102
Carlsbad, CA 92008

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D.A. Davidson & Co Brokerage Details

Total Assets Under Management

$17,105,038,923

CA Average: $2,609,029,241
Total Number of Employees

630

CA Average: 66
Total Number of Accounts

53,308

CA Average: 6,076
Average Account Size

$320,872

CA Average: $429,399

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Klindt Ginsberg Work History

Klindt has 12 years of experience.

2013 - Present (6 years)

D.A. Davidson & Co

2006 - 2013 (7 years)

Crowell, Weedon & Co

Disclosures

Klindt Ginsberg has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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