Lake
Smith

Mariner Wealth Advisors

CRD#6355795
Investment Advisor
in Los Angeles, CA

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About this Advisor

Lake Smith is a financial advisor working out of Los Angeles, California with a total of 2 years of relevant experience. Smith currently works for Mariner Wealth Advisors. Throughout their career, Smith has worked at George Mason University, Northwestern Mutual Investment Services LLC, Brightcurrent, First Investors Corporation, Churchill Management, Adviceperiod, LLC, Mariner Wealth Advisors and Mariner Platform Solutions. Smith has a Series 65 license, designating them as an investment advisor representative, and can operate in California. Mariner Wealth Advisors is a registered investment business that has its headquarters in Leawood, KS. The investment advisory business has offices in 68 locations and a total of 1,465 people on staff. It controls $66 billion in assets under management among its 112,465 client accounts, making it one of the largest firms in the country by assets under management. The firm advises 128 charitable organizations. Of its 112,465 customer accounts, 34% are associated with high-net-worth clients who have at least $1 million in investable assets. The business has a broad range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. Financial management fee schedules typically depend on which services are offered. Fees billed by Mariner Wealth Advisors can consist of any blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 65

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

2121 Avenue Of The Stars #2400
Los Angeles, CA 90067

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Mariner Wealth Advisors Brokerage Details

Total Assets Under Management

$65,874,566,238

CA Average: $2,243,162,756
Total Number of Employees

1,465

CA Average: 44
Total Number of Accounts

112,465

CA Average: 4,091
Average Account Size

$585,734

CA Average: $548,316

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other

Lake Smith Work History

Lake has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Mariner Wealth Advisors

2021 - Present (3 years)

Mariner Platform Solutions

2018 - 2021 (3 years)

Adviceperiod, LLC

2015 - 2015 (< 1 year)

First Investors Corporation

2015 - 2018 (3 years)

Churchill Management

2014 - 2014 (< 1 year)

Northwestern Mutual Investment Services LLC

2014 - 2014 (< 1 year)

Brightcurrent

2008 - 2014 (6 years)

George Mason University

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Lake Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Mariner Wealth Advisors

Lauren Alvey
San Diego, CA
Benjamin Agron
Danville, CA
Jonathon Bresnen
Cincinnati, OH
Aaron Dues
El Segundo, CA
Ashton Lawrence
Greenville, SC
Steven Gillhaus
Villa Park, IL
Timothy Duncan
Leawood, KS
Nicholas Macdonald
Concord, NH

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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