Lakshmi
Goriparthi

Transamerica Financial Advisors, Inc

CRD#5781209
Investment Advisor
in Pleasanton, CA

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Lakshmi Goriparthi is a financial advisor operating in Pleasanton, California, with a total of 10 years of experience as a financial advisor. Goriparthi works at Transamerica Financial Advisors, Inc. Throughout their career, Goriparthi has worked at Transamerica Financial Advisors, Inc, World Group Securities, Inc, Investment Advisors International, Inc, World Financial Group, Inc, Covered California, Hrbc Insurance and Health/Medicare Insurance Agent. Goriparthi holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in California. Transamerica Financial Advisors, Inc is a registered investment company that has its headquarters in Pleasanton, California. The firm has offices in 304 locations and a total of 1,274 employees. It has $973 million in total assets among its 22,673 customer accounts, placing it among the bigger investment advisory firms in the United States by assets under management. Of its 22,673 customer accounts, just 2% are held by high-net-worth investors who have greater than $1 million in investable assets. The business performs a number of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees for financial advice typically depend on which service is provided. Fees billed by Transamerica Financial Advisors, Inc most likely consist of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Commissions

Disclosures

Yes

Office Location

7077 Koll Center Parkway Suite 110-P
Pleasanton, CA 94566

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Transamerica Financial Advisors, Inc Brokerage Details

Total Assets Under Management

$1,015,629,122

CA Average: $1,855,561,029
Total Number of Employees

1,271

CA Average: 62
Total Number of Accounts

45,703

CA Average: 2,474
Average Account Size

$22,222

CA Average: $750,025

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Lakshmi Goriparthi Work History

Lakshmi has 10 years of experience.

2016 - Present (4 years)

Health/Medicare Insurance Agent

2014 - Present (6 years)

Covered California

2013 - Present (7 years)

Transamerica Financial Advisors, Inc

2008 - Present (12 years)

World Financial Group, Inc

2016 - 2017 (1 year)

Hrbc Insurance

2012 - 2012 (< 1 year)

Transamerica Financial Advisors, Inc

2011 - 2012 (1 year)

Investment Advisors International, Inc

2009 - 2012 (3 years)

World Group Securities, Inc

Disclosures

Lakshmi Goriparthi has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Transamerica Financial Advisors, Inc

Leonard Taylor
Mesa, AZ
Andrew Kom
Burlingame, CA
Aleece Ackerman
Duluth, GA
Lakshmi Goriparthi
Pleasanton, CA
Ric Roman
Pasadena, CA
Nicholas Lancaster
Temecula, CA
Virginia Mondonedo
Laguna Hills, CA
Ryan Wagner
Dayton, OH

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started