Lakshmi
Goriparthi

Transamerica Financial Advisors, Inc

CRD#5781209
Investment Advisor
in Pleasanton, CA

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About this Advisor

Lakshmi Goriparthi is a financial advisor who works in Pleasanton, California, who has 11 years of professional experience. Goriparthi is currently employed by Transamerica Financial Advisors, Inc. During their career, the advisor has held roles at World Group Securities, Inc, Investment Advisors International, Inc, Transamerica Financial Advisors, Inc, World Financial Group, Inc, Covered California, Health/Medicare Insurance Agent and Hrbc Insurance. Goriparthi holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can serve investors in California. Transamerica Financial Advisors, Inc is a firm that has its headquarters in Pleasanton, California. The company has offices in 312 locations and a total of 1,271 employees. It manages $1 billion in assets across its 45,703 accounts, placing it among the larger financial advisory firms in the United States by assets under management. The firm advises seven charitable organizations. Of its 45,703 customer accounts, just 1% belong to high-net-worth individuals who have greater than $1 million in investable assets. The firm performs a number of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial advisory fee schedules largely depend on which services the firm provides the client. However, fees billed by Transamerica Financial Advisors, Inc may include any combination of asset-based and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

12 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Commissions

Disclosures

Yes

Office Location

7077 Koll Center Parkway Suite 110-P
Pleasanton, CA 94566

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Transamerica Financial Advisors, Inc Brokerage Details

Total Assets Under Management

$1,015,629,122

CA Average: $1,855,561,029
Total Number of Employees

1,271

CA Average: 62
Total Number of Accounts

45,703

CA Average: 2,474
Average Account Size

$22,222

CA Average: $750,025

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Lakshmi Goriparthi Work History

Lakshmi has 12 years of experience.

2016 - Present (4 years)

Health/Medicare Insurance Agent

2014 - Present (6 years)

Covered California

2013 - Present (7 years)

Transamerica Financial Advisors, Inc

2008 - Present (12 years)

World Financial Group, Inc

2016 - 2017 (1 year)

Hrbc Insurance

2012 - 2012 (< 1 year)

Transamerica Financial Advisors, Inc

2011 - 2012 (1 year)

Investment Advisors International, Inc

2009 - 2012 (3 years)

World Group Securities, Inc

Disclosures

Lakshmi Goriparthi has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Transamerica Financial Advisors, Inc

John Belanger
Calabasas, CA
Avi Crane
Laguna Hills, CA
Richard Christman
Duluth, GA
Juan Aguilar
Renton, WA
Weijun Zhang
Plainsboro, NJ
Cydni Klauss
Portland, OR
Amanda Ryba
San Jose, CA
Litonya Allen
Portland, OR

This content was compiled from the SEC and FINRA.

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