Lily
Kam

Wells Fargo Clearing Services, LLC

CRD#3004861
Investment Advisor
in Arcadia, CA
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About this Advisor

Lily Kam is a financial advisor based out of Arcadia, California, who has been in the industry for 11 years. Kam is on the advisory team at Wells Fargo Clearing Services, LLC. Throughout their career, Kam has worked at Banc Of America Investment Serices, Inc, Banc Of America Insurance Serives, Inc, Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A, Wells Fargo Clearing Services, LLC and Wells Fargo Advisors, LLC. Kam has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in California. Wells Fargo Clearing Services, LLC is a firm operating out of Arcadia, California. It has offices in 6,557 locations and a total of 26,409 people on staff. It controls $473 billion in total assets across its 1,432,715 customer accounts, placing it among the largest firms in the United States by assets under management. The firm serves 6,248 charitable organizations. Of its 1,432,715 customer accounts, 39% are associated with high-net-worth individuals who have more than $1 million in assets available to invest. The advisory firm provides a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial management typically depend on the type of financial services provided. Fee types charged by Wells Fargo Clearing Services, LLC may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

Yes

Office Location

444 E Huntington Dr
Arcadia, CA 91006

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$433,195,677,454

CA Average: $11,469,110,461
Total Number of Employees

26,352

CA Average: 458
Total Number of Accounts

1,434,106

CA Average: 33,415
Average Account Size

$302,067

CA Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Lily Kam Work History

Lily has 11 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2015 - 2016 (1 year)

Wells Fargo Advisors, LLC

2010 - 2015 (5 years)

Bank Of America, N.A

2009 - 2015 (6 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2007 - 2009 (2 years)

Banc Of America Investment Serices, Inc

2007 - 2009 (2 years)

Banc Of America Insurance Serives, Inc

Disclosures

Lily Kam has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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