Lily
Kam

Wells Fargo Clearing Services, LLC

CRD#3004861
Investment Advisor
in Pasadena, CA

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About this Advisor

Lily Kam is a financial advisor working out of Pasadena, California, who has been in the industry for 10 years. Kam is on the advisory team at Wells Fargo Clearing Services, LLC. During their career, the advisor has held roles at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, N.A, Wells Fargo Advisors, LLC and Wells Fargo Clearing Services, LLC. Kam has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in California. Wells Fargo Clearing Services, LLC is an advisory company headquartered in Pasadena, California. The investment advisory business has offices in 6,405 locations and a total of 26,352 financial advisors. It controls $433 billion in assets under management between its 1,434,106 customer accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm advises 5,905 charitable organizations. Of its 1,434,106 customer accounts, 39% are associated with high-net-worth clients who have at least $1 million in assets available to invest. Wells Fargo Clearing Services, LLC performs a wide array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial management largely depend on the type of financial services. Fee types charged by Wells Fargo Clearing Services, LLC likely are comprised of some blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

Yes

Office Location

350 W Colorado Blvd Ste 390 [Ll*/Lc-Rbo]
Pasadena, CA 91105

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$433,195,677,454

CA Average: $11,469,110,461
Total Number of Employees

26,352

CA Average: 458
Total Number of Accounts

1,434,106

CA Average: 33,415
Average Account Size

$302,067

CA Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Lily Kam Work History

Lily has 11 years of experience.

2016 - Present (4 years)

Wells Fargo Clearing Services, LLC

2015 - 2016 (1 year)

Wells Fargo Advisors, LLC

2010 - 2015 (5 years)

Bank Of America, N.A

2009 - 2015 (6 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

Lily Kam has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Wells Fargo Clearing Services, LLC

Joshua Nowasell
San Francisco, CA
Lucas Widoff
Eugene, OR
Paul Milnes
Wayne, PA
Charles Kitts
Austin, TX
Ashley Watumull
San Francisco, CA
Stephen Harper
Washington, DC
Randall Skaggs
Saint Louis, MO

This content was compiled from the SEC and FINRA.

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