Lisa
Aubel

Navy Federal Brokerage Services, LLC

CRD#1161423
Investment Advisor
in Carlsbad, CA
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About this Advisor

Lisa Aubel is a financial advisor in Carlsbad, California. Currently a registered investment advisor at Navy Federal Brokerage Services, LLC, they have accumulated 13 years of experience in the financial advisory industry. Aubel has Series 66 and Series 63 licenses, designating the advisor as a securities agent. Aubel can work with customers based out of California. Their career trajectory has included roles at Ubs Financial Services, Wells Fargo Advisors LLC, Garrett J Bleakley, Garrett T Bleakley, Northwestern Mutual Investment Services, LLC, Arizona State University, Richard Wick, Navy Federal Brokerage Services, LLC and Navy Federal Financial Group, LLC. Navy Federal Brokerage Services, LLC is headquartered in Carlsbad, California, and has 79 additional offices across the country. As an advisory firm, Navy Federal Brokerage Services, LLC manages $362 million in assets throughout 2,701 accounts and employs more than 118 people. The level of assets currently under the firm's management makes it one of the bigger firms in the United States. Currently 11% of the firm's clients are high-net-worth individuals, meaning they have over $1 million in assets. Navy Federal Brokerage Services, LLC can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. The firm may charge clients asset-based fees.

Certifications and Registrations

Series 66, Series 63

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets

Disclosures

No

Office Location

1824 Marron Rd Ste 112
Carlsbad, CA 92008

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Navy Federal Brokerage Services, LLC Brokerage Details

Total Assets Under Management

$429,129,555

CA Average: $1,835,309,194
Total Number of Employees

128

CA Average: 32
Total Number of Accounts

3,456

CA Average: 1,458
Average Account Size

$124,169

CA Average: $1,258,785

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Lisa Aubel Work History

Lisa has 13 years of experience.

2017 - Present (2 years)

Navy Federal Brokerage Services, LLC

2017 - Present (2 years)

Navy Federal Financial Group, LLC

2017 - 2017 (< 1 year)

Arizona State University

2015 - 2016 (1 year)

Garrett T Bleakley

2015 - 2016 (1 year)

Richard Wick

2015 - 2016 (1 year)

Garrett J Bleakley

2014 - 2015 (1 year)

Garrett J Bleakley

2014 - 2016 (2 years)

Northwestern Mutual Investment Services, LLC

2011 - 2014 (3 years)

Wells Fargo Advisors LLC

2005 - 2011 (6 years)

Ubs Financial Services

Disclosures

Lisa Aubel has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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