Marisa
Butler

Sprott Asset Management Usa Inc

CRD#6844429
Investment Advisor
in Carlsbad, CA
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About this Advisor

Marisa Butler is an advisor based in Carlsbad, California. Currently a registered investment advisor at Sprott Asset Management Usa Inc, Butler has 10 years of professional experience as a financial advisor. Butler holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative. Butler is registered to operate based out of California. During their career, Butler has held roles at Stonehill College, Abercrombie And Fitch, White House Black Market, Letarte, Ono'S Chicago Grill, King'S College London and Townpool. Sprott Asset Management Usa Inc is based out of Carlsbad, California, and has two other locations in the nation. As a registered advisory firm, Sprott Asset Management Usa Inc oversees $152 million in assets throughout 521 client accounts and employs 28 staff members. The firm's total assets under management makes it one of the mid-sized firms in the nation. The firm manages 520 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 49% of the firm's customers are high-net-worth individuals, meaning they have greater than $1 million in capital. Sprott Asset Management Usa Inc can provide portfolio management for individuals and small businesses, portfolio management for investment companies and portfolio management for institutional clients. The firm's fees may include asset-based and performance-based fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Performance-based Fees

Disclosures

No

Office Location

1910 Palomar Point Way Suite 200
Carlsbad, CA 92008

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Sprott Asset Management Usa Inc Brokerage Details

Total Assets Under Management

$131,562,266

CA Average: $7,578,581,321
Total Number of Employees

27

CA Average: 43
Total Number of Accounts

588

CA Average: 3,727
Average Account Size

$223,745

CA Average: $2,033,427

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Marisa Butler Work History

Marisa has 10 years of experience.

2017 - Present (2 years)

Sprott Global Resource Investments LTD

2015 - 2016 (1 year)

Stonehill College

2015 - 2015 (< 1 year)

Letarte

2015 - 2015 (< 1 year)

King'S College London

2015 - 2015 (< 1 year)

Townpool

2015 - 2016 (1 year)

Miss Universe Org./Clemente Productions

2014 - 2014 (< 1 year)

Ono'S Chicago Grill

2014 - 2015 (1 year)

Stonehill College

2013 - 2014 (1 year)

White House Black Market

2013 - 2014 (1 year)

Stonehill College

2012 - 2012 (< 1 year)

Abercrombie And Fitch

2012 - 2013 (1 year)

Stonehill College

2008 - 2012 (4 years)

Bonny Eagle High School

Disclosures

Marisa Butler has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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