Mark
Swartz
Cooper Mcmanus
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About this Advisor
Mark Swartz is a financial advisor working in San Ramon, California with a total of 4 years of industry experience. Swartz is on the advisory team at Cooper Mcmanus. Swartz has gained experience at Securities America, Inc, Securities America Advisor, Inc, Cambridge Investment Research and Cooper Mcmanus. Swartz maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can advise clients in California. Cooper Mcmanus is a financial advisory company that has its headquarters in Irvine, CA. The company has offices in 21 locations and a total of 40 people on staff. It handles $1 billion in assets under management between its 4,523 client accounts, placing it among the largest firms in the nation by assets under management. The firm advises nine charitable organizations. Of its 4,523 accounts, just 11% are held by high-net-worth individuals who have more than $1 million in investable assets. The company performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Fees for financial advice usually vary depending on which service is offered. However, fee types billed by Cooper Mcmanus likely consist of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Cooper Mcmanus Brokerage Details
$1,296,801,066
40
4,523
$286,713
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Mark Swartz Work History
Mark has been registered as a financial advisor for 4 years.*
Cambridge Investment Research
Cooper Mcmanus
Cooper Mcmanus
Securities America, Inc
Securities America Advisor, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Mark Swartz to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Cooper Mcmanus
Irvine, CA
Irvine, CA
Santa Ynez, CA
Irvine, CA
Irvine, CA
Long Beach, CA
Thousand Oaks, CA
Thousand Oaks, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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