Matthew
Farwell

Imperial Capital Asset Management LLC

CRD#5394443
Investment Advisor
in Los Angeles, CA
Are you Matthew Farwell? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Matthew Farwell is a chartered financial analyst who works out of Los Angeles, California, who has been in the industry for 10 years. Farwell currently works for Imperial Capital Asset Management LLC. Their career trajectory has included roles at Imperial Capital, LLC and Imperial Capital Asset Management. Farwell has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in California. Imperial Capital Asset Management LLC is a registered investment company that has its headquarters in Los Angeles, California. It manages $162 million in assets under management between its two accounts, placing it among the mid-sized investment advisory firms in the United States by assets under management. The company performs a set of services, such as portfolio management for pooled investment vehicles, portfolio management for institutional clients and other services. Fees for financial advice are based on which service is offered. However, fees charged by Imperial Capital Asset Management LLC most likely consist of asset-based, performance-based and other fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Analyst

Years of Experience

10 years

Services Offered

Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Other

Fee Structure

Percentage of Assets, Performance-based Fees, Others

Disclosures

No

Office Location

10100 Santa Monica Blvd. Suite 2400
Los Angeles, CA 90067

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Imperial Capital Asset Management LLC Brokerage Details

Total Assets Under Management

$161,455,755

CA Average: $7,578,581,321
Total Number of Employees

27

CA Average: 43
Total Number of Accounts

2

CA Average: 3,727
Average Account Size

$80,727,878

CA Average: $2,033,427

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Other

Matthew Farwell Work History

Matthew has 10 years of experience.

2009 - Present (10 years)

Imperial Capital, LLC

2009 - Present (10 years)

Imperial Capital Asset Management

Disclosures

Matthew Farwell has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started