Michael
Harty

Congress Wealth Management LLC

CRD#5766655
Investment Advisor
in Scottsdale, AZ

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About this Advisor

Michael Harty is a chartered financial analyst based out of Scottsdale, Arizona with a total of 3 years of relevant experience. Harty is an advisor for Congress Wealth Management LLC. During their career, the advisor has held roles at Optionsxpress, Inc, Charles Schwab & Co., Inc, Charles Schwab Bank, Congress Wealth Management LLC and Congress Wealth Management, LLC. Harty has Series 63 and Series 66 licenses, qualifying them as a securities agent, and is registered to work in Arizona. Congress Wealth Management LLC is an advisory firm that has its headquarters in Boston, MA. It has offices in 10 locations and a total of 70 people on staff. It manages $5 billion in assets among its 10,485 client accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm serves 10 charities and foundations. Of its 10,485 client accounts, 56% are associated with high-net-worth individuals who have greater than $1 million in assets available to invest. The advisory firm provides a diverse range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial management fee schedules usually vary depending on which services the firm provides the client. Fees billed by Congress Wealth Management LLC most likely are comprised of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66, Chartered Financial Analyst

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

7033 E Greenway Parkway Suite 155
Scottsdale, AZ 85254

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Congress Wealth Management LLC Brokerage Details

Total Assets Under Management

$5,144,514,705

AZ Average: $16,012,751,954
Total Number of Employees

70

AZ Average: 118
Total Number of Accounts

10,485

AZ Average: 4,567
Average Account Size

$490,655

AZ Average: $3,506,186

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Michael Harty Work History

Michael has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Congress Wealth Management, LLC

2019 - 2020 (1 year)

Congress Wealth Management LLC

2016 - 2019 (3 years)

Charles Schwab Bank

2015 - 2016 (1 year)

Optionsxpress,Inc

2012 - 2015 (3 years)

Charles Schwab Bank

2010 - 2019 (9 years)

Charles Schwab & Co., Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Michael Harty to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Congress Wealth Management LLC

Clinton Lynch
Boston, MA
Peter Flournoy
Boston, MA
Lauren Manning
Boston, MA
John Berry
Boston, MA
Michael Green
Boston, MA
Brendan Collins
Boston, MA
Christopher Bleuher
Avila Beach, CA
Christine Lawless
Boston, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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