Michael
Ruiz

Ak Financial Group

CRD#5006785
Investment Advisor
in Carlsbad, CA
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About this Advisor

Michael Ruiz is a financial advisor operating in Carlsbad, California, who has been in the industry for 13 years. Ruiz is an employee of Ak Financial Group. Their career trajectory has included roles at Chase Investment Services Corp, Ubs Financial Services Inc, Wamu Investments, Inc, City National Bank and Lpl Financial. Ruiz has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and can work in California. Ak Financial Group is a registered investment firm headquartered in Carlsbad, California.

Certifications and Registrations

Series 66

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

Carlsbad, CA

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Ak Financial Group Brokerage Details

Total Assets Under Management

$91,870,381

CA Average: $7,578,581,321
Total Number of Employees

7

CA Average: 43
Total Number of Accounts

298

CA Average: 3,727
Average Account Size

$308,290

CA Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters

Michael Ruiz Work History

Michael has 13 years of experience.

2015 - Present (4 years)

Lpl Financial

2010 - 2015 (5 years)

City National Bank

2009 - 2010 (1 year)

Chase Investment Services Corp

2009 - 2010 (1 year)

Wamu Investments, Inc

2005 - 2009 (4 years)

Ubs Financial Services Inc

Disclosures

Michael Ruiz has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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