Michael
Yanez
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Michael Yanez is a financial advisor working out of Santa Ana, California who has 9 years of relevant experience. Yanez is on the advisory team at Merrill Lynch, Pierce, Fenner & Smith Inc. Throughout their career, Yanez has worked at Jpmorgan Chase Bank Na, J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Yanez holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to work in California and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a registered investment company operating out of New York, NY. It has offices in 3,372 locations and a total of 36,687 advisors. It has $1 trillion in assets under management across its 2,864,234 customer accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm serves 4,459 charitable organizations. Of its 2,864,234 customer accounts, 23% are held by high-net-worth clients who have at least $1 million in assets. The firm has a number of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial management largely vary depending on the type of financial services offered. However, fee types charged by Merrill Lynch, Pierce, Fenner & Smith Inc most likely consist of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,093,689,238,206
36,687
2,864,234
$381,844
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Michael Yanez Work History
Michael has been registered as a financial advisor for 9 years.*
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
J.P. Morgan Securities LLC
Jpmorgan Chase Bank Na
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Michael Yanez to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc
Scottsdale, AZ
Dover, DE
Boston, MA
Chattanooga, TN
Indian Wells, CA
Sacramento, CA
Stuart, FL
Houston, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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