Michelle
Smith

Cambridge Investment Research Advisors, Inc

CRD#6035389
Investment Advisor
in Carlsbad, CA
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About this Advisor

Michelle Smith is a financial advisor operating out of Carlsbad, California, with 11 years of work experience. Smith is an employee of Cambridge Investment Research Advisors, Inc. During their career, the advisor has held roles at Financial Telesis Inc, Security Business Bank Of San Diego, Satori Investment Consultants, Inc, Cambridge Investment Research, Inc and Cambridge Investment Research Advisors, Inc. Smith maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and can advise clients in California. Cambridge Investment Research Advisors, Inc is a financial advisory business that has its headquarters in Carlsbad, California. The investment advisory business has offices in 1,728 locations and a total of 2,672 advisors. It oversees $40 billion in total assets among its 225,374 client accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm serves 175 charitable organizations. Of its 225,374 customer accounts, just 7% belong to high-net-worth clients who have greater than $1 million in assets. The firm provides a broad range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. Financial management fees usually vary depending on the type of services offered. However, fees billed by Cambridge Investment Research Advisors, Inc can consist of some combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

6568 Red Knot St.
Carlsbad, CA 92011

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Cambridge Investment Research Advisors, Inc Brokerage Details

Total Assets Under Management

$44,327,336,213

CA Average: $9,259,360,772
Total Number of Employees

2,857

CA Average: 166
Total Number of Accounts

276,236

CA Average: 7,189
Average Account Size

$160,469

CA Average: $1,287,990

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Market timing services
  • Educational seminars/workshops

Michelle Smith Work History

Michelle has 11 years of experience.

2014 - Present (5 years)

Cambridge Investment Research, Inc

2014 - Present (5 years)

Cambridge Investment Research Advisors, Inc

2012 - Present (7 years)

Satori Investment Consultants, Inc

2012 - 2014 (2 years)

Financial Telesis Inc

2007 - 2013 (6 years)

Security Business Bank Of San Diego

Disclosures

Michelle Smith has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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