Nga Ying
Chan

Wells Fargo Clearing Services, LLC

CRD#5890556
Investment Advisor
in Carlsbad, CA
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About this Advisor

Nga Ying Chan is a financial advisor working out of Carlsbad, California, with a total of 10 years of experience as a financial advisor. Chan is an advisor for Wells Fargo Clearing Services, LLC. Their career trajectory has included roles at Independent Capital Management, Sagepoint Financial, Uc San Diego, Hsbc Life Insurance Co, Lpl Financial, Picasso Countertop And Cabinet, The Lawton Group, Wells Fargo Clearing Services, LLC, Ameriprise Financial Services, Inc and Wells Fargo Advisors, LLC. Chan holds Series 63 and Series 66 licenses, certifying them as a securities agent, and is approved to operate in California and Texas. Wells Fargo Clearing Services, LLC is an advisory firm operating in Carlsbad, California. The company has offices in 6,557 locations and a total of 26,409 employees. It administers $473 billion in assets across its 1,432,715 client accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm serves 6,248 charitable organizations. Of its 1,432,715 customer accounts, 39% are held by high-net-worth individuals who have greater than $1 million in assets. The advisory firm has a wide array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fee schedules largely are based on which service is offered. Fees billed by Wells Fargo Clearing Services, LLC likely are comprised of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

5800 Armada Dr Ste 300
Carlsbad, CA 92008

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$433,195,677,454

CA Average: $11,469,110,461
Total Number of Employees

26,352

CA Average: 458
Total Number of Accounts

1,434,106

CA Average: 33,415
Average Account Size

$302,067

CA Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Nga Ying Chan Work History

Nga Ying has 10 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2016 - 2016 (< 1 year)

Ameriprise Financial Services, Inc

2016 - 2016 (< 1 year)

Wells Fargo Advisors, LLC

2013 - 2016 (3 years)

Lpl Financial

2013 - 2013 (< 1 year)

The Lawton Group

2011 - 2011 (< 1 year)

Independent Capital Management

2011 - 2011 (< 1 year)

Sagepoint Financial

2011 - 2012 (1 year)

Picasso Countertop And Cabinet

2010 - 2010 (< 1 year)

Hsbc Life Insurance Co

2008 - 2010 (2 years)

Uc San Diego

Disclosures

Nga Ying Chan has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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