Nicole
Tang

Rockefeller Financial LLC

CRD#6086846
Investment Advisor
in Los Angeles, CA

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About this Advisor

Nicole Tang is a certified financial planner operating in Los Angeles, California, who has 3 years of industry experience. Tang currently works for Rockefeller Financial LLC. Over the course of their career, they have held roles at Pfs Investments Inc, Primerica Financial Services, University Of Santa Monica, Insight Seminars, Merrill Lynch, Pierce, Fenner & Smith Inc, Rockefeller Financial LLC and Rock & Co LLC. Tang has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to operate in California and Texas. Rockefeller Financial LLC is a company operating out of New York, NY. The investment advisory business has offices in 39 locations and a total of 531 financial advisors. It controls $35 billion in assets under management across its 46,727 customer accounts, making it one of the biggest financial advisory firms in the country by assets under management. The firm provides financial advisory services to 215 charities and foundations. Of its 46,727 accounts, 29% are associated with high-net-worth individuals who have more than $1 million in investable assets. The business has a diverse assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. A financial advisor's fees usually are based on which services are provided. Fees charged by Rockefeller Financial LLC can include asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

2000 Avenue Of The Stars Suite 530 N
Los Angeles, CA 90067

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Rockefeller Financial LLC Brokerage Details

Total Assets Under Management

$34,707,894,464

CA Average: $7,464,549,021
Total Number of Employees

531

CA Average: 88
Total Number of Accounts

46,727

CA Average: 3,892
Average Account Size

$742,780

CA Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Nicole Tang Work History

Nicole has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Rockefeller Financial LLC

2020 - Present (4 years)

Rock & Co LLC

2016 - 2020 (4 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2015 - 2016 (1 year)

Insight Seminars

2013 - 2013 (< 1 year)

University Of Santa Monica

2012 - 2016 (4 years)

Pfs Investments Inc

2012 - 2016 (4 years)

Primerica Financial Services

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Nicole Tang to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Rockefeller Capital Management

Samuel Wilson
Greenwich, CT
Trisha Fountain
Cincinnati, OH
Alexander Barrett
Los Angeles, CA
Amy Labarge
Atlanta, GA
Andrew Karr
Atlanta, GA
Teresa Armel
Mesa, AZ
Summer Macallister
San Francisco, CA
Anthony Lindner
San Francisco, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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