Pauline
Chavey

Wells Fargo Clearing Services, LLC

CRD#4078790
Investment Advisor
in Sacramento, CA
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About this Advisor

Pauline Chavey is a certified financial planner operating out of Sacramento, California, who has been in the industry for 10 years. Chavey is on the advisory team at Wells Fargo Clearing Services, LLC. Throughout their career, Chavey has worked at Wells Fargo Advisors LLC, Wachovia Securities, LLC and Wells Fargo Clearing Services, LLC. Chavey maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to operate in California. Wells Fargo Clearing Services, LLC is a registered investment firm that has its headquarters in Sacramento, California. The firm has offices in 6,557 locations and a total of 26,409 employees. It administers $473 billion in assets between its 1,432,715 customer accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm provides services to 6,248 charitable organizations. Of its 1,432,715 accounts, 39% belong to high-net-worth clients who have greater than $1 million in assets available to invest. The firm provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors largely vary depending on which service is offered. Fees billed by Wells Fargo Clearing Services, LLC can include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

400 Capitol Mall Ste 1700
Sacramento, CA 95814

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$433,195,677,454

CA Average: $11,469,110,461
Total Number of Employees

26,352

CA Average: 458
Total Number of Accounts

1,434,106

CA Average: 33,415
Average Account Size

$302,067

CA Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Pauline Chavey Work History

Pauline has 10 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2009 - 2016 (7 years)

Wells Fargo Advisors LLC

2008 - 2009 (1 years)

Wachovia Securities, LLC

Disclosures

Pauline Chavey has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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