Legacy Financial Group

Investment Advisor
in Torrance, CA

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About this Advisor

Ray Day is an investment advisor who works in Torrance, California. Currently an advisor at Legacy Financial Group, they have accumulated an impressive 31 years of work experience. Day maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative. Day is able to advise customers in California. Their career trajectory has included roles at Legacy Financial Group, LLC, Self-Employed-Certified Financial Planner, Aig Financial Advisors, Inc and Sagepoint Financial, Inc. Legacy Financial Group is based out of Torrance, California. In aggregate, Legacy Financial Group oversees $115 million in assets across 397 accounts and employs seven staff members. The firm's total assets under management makes it one of the mid-sized investment advisory firms in the nation. The firm manages 25 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 7% of the investment firm's customers are high-net-worth individuals, meaning they have over $1 million in assets. Legacy Financial Group can provide financial planning services, portfolio management for individuals and small businesses and selection of other advisers. The firm may charge clients asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

31 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees



Office Location

990 West 190 Street Suite 520
Torrance, CA 90501-4461

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Legacy Financial Group Brokerage Details

Total Assets Under Management


CA Average: $7,578,581,321
Total Number of Employees


CA Average: 43
Total Number of Accounts


CA Average: 3,727
Average Account Size


CA Average: $2,033,427

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Ray Day Work History

Ray has 31 years of experience.

2009 - Present (11 years)

Sagepoint Financial, Inc

2001 - Present (19 years)

Legacy Financial Group, LLC

1987 - Present (33 years)

Self-Employed-Certified Financial Planner

2005 - 2009 (4 years)

Aig Financial Advisors, Inc


Ray Day has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Legacy Financial Group

Donald Tanaka
Torrance, CA
Ann Cooper
Torrance, CA
Matthew Drehs
Torrance, CA
Melanie Tanaka
Torrance, CA
Ray Day
Torrance, CA

This content was compiled from the SEC and FINRA.

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