Raymond
Urban

Nwq Investment Management Company, LLC

CRD#2629208
Investment Advisor
in Los Angeles, CA
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About this Advisor

Raymond Urban is a financial advisor located in Los Angeles, California. Currently a registered financial advisor at Nwq Investment Management Company, LLC, Urban has 16 years of professional experience in the financial advisory industry. Urban has a Series 63 license, qualifying the advisor as a securities agent. Urban is able to work with investors in Louisiana. Urban has gained experience at Nuveen Investments LLC and Nuveen Asset Management, LLC. Nwq Investment Management Company, LLC is headquartered in Los Angeles, California, and operates out of two other brick-and-mortar locations across the nation. In aggregate, Nwq Investment Management Company, LLC manages $10 billion in assets throughout 3,545 client accounts and employs 35 staff members. The amount of assets the firm manages makes it one of the biggest firms in the nation. All of the firm's accounts are managed on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 1% of the investment firm's investors are high-net-worth individuals, meaning they have greater than $1 million in capital. Nwq Investment Management Company, LLC can offer portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles and portfolio management for institutional clients. The firm's fees may include asset-based and performance-based fees.

Certifications and Registrations

Series 63, Chartered Financial Analyst

Years of Experience

16 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets, Performance-based Fees

Disclosures

No

Office Location

2049 Century Park East 16Th Floor
Los Angeles, CA 90067

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Nwq Investment Management Company, LLC Brokerage Details

Total Assets Under Management

$7,646,169,882

CA Average: $7,578,581,321
Total Number of Employees

40

CA Average: 43
Total Number of Accounts

3,012

CA Average: 3,727
Average Account Size

$2,538,569

CA Average: $2,033,427

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients

Raymond Urban Work History

Raymond has 16 years of experience.

2011 - Present (8 years)

Nuveen Asset Management, LLC

2002 - Present (17 years)

Nuveen Investments LLC

Disclosures

Raymond Urban has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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