Stifel, Nicolaus & Company, Inc
About this Advisor
Richard Midgley is an investment advisor in Modesto, California. Currently a registered advisor with Stifel, Nicolaus & Company, Inc, they have accrued 10 years of professional experience. Midgley holds a Series 66 license, certifying the advisor as both a securities agent and an investment advisor representative. Midgley is able to act as a financial advisor based out of California. During their career, Midgley has held roles at Wells Fargo Advisors, LLC, Modesto Christian High School, Atlanta Hawks and Stifel, Nicolaus & Company, Inc. Stifel, Nicolaus & Company, Inc is headquartered in Modesto, California, and operates out of 431 locations in the nation. As an advisor firm, Stifel, Nicolaus & Company, Inc manages $98 billion in assets throughout 244,516 client accounts and employs more than 6,153 people. The firm's total assets under management makes it one of the biggest firms in the United States. The firm manages 166,793 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 40% of the firm's clients are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Stifel, Nicolaus & Company, Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm's fees may include asset-based, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Stifel, Nicolaus & Company, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Richard Midgley Work History
Richard has 10 years of experience.
Stifel, Nicolaus & Company, Inc
Modesto Christian High School
Wells Fargo Advisors, LLC
Richard Midgley has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Stifel, Nicolaus & Company, Inc
Saint Louis, MO
New York, NY
The content in this profile was updated by SmartAsset on 08/06/2020 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact email@example.com. The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.