Merrill Lynch, Pierce, Fenner & Smith Inc
About this Advisor
Rob Cooper is a financial advisor based out of Mill Valley, California, who has 11 years of work experience. Cooper is currently employed by Merrill Lynch, Pierce, Fenner & Smith Inc. During their career, the advisor has held roles at Daiwa Capital Markets, Auriga Usa, LLC, United Studios Of Self Defense, Castleoak Securities Lp, Mbs Source Etrading, Inc, Morgan Stanley, Marin Bocce Federation, Morgan Stanley Private Bank, N.A, Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Cooper maintains Series 63, Series 65 and Series 66 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to serve investors in California and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a registered investment business based in Mill Valley, California. It has offices in 3,374 locations and a total of 34,906 financial advisors. It manages $1 trillion in assets under management across its 2,825,602 accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm serves 5,339 charitable organizations. Of its 2,825,602 accounts, just 9% are held by high-net-worth investors who have at least $1 million in investable assets. The company has a number of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial management largely vary depending on which services are offered. However, fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc can include asset-based, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
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Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Rob Cooper Work History
Rob has 11 years of experience.
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
Marin Bocce Federation
Morgan Stanley Private Bank, N.A
Mbs Source Etrading, Inc
Castleoak Securities Lp
Auriga Usa, LLC
United Studios Of Self Defense
Daiwa Capital Markets
Rob Cooper has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc
New Caney, TX
Newport News, VA
New York, NY
The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact email@example.com.
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